中国风险投资法律制度研究

发布时间：2018-01-19 19:49

本文关键词： 风险投资法律制度完善风险投资法　出处：《山西财经大学》2010年硕士论文　论文类型：学位论文

【摘要】： 21世纪以来,随着新《公司法》、新《合伙企业法》、《创业投资企业管理暂行办法》等法律法规的修改和制定,我国已初步形成一套符合我国国情的风险投资法律制度。但是,风险投资业进入我国的时间太短,发展极为有限,建立在此基础上的我国风险投资法律制度还有很多有待完善的地方。本文参照我国现有的法律法规,并对比国外风险投资发达国家相对较为完善的风险投资法律制度,结合我国的实际情况,对我国现行风险投资法律制度中所存在的缺陷进行了分析并提出了改进的建议。本文以风险投资法律制度为研究对象,综合应用系统研究、比较研究、法律的经济分析以及注释法学等研究方法对风险投资主体法律制度、风险投资资金来源法律制度、风险投资退出法律制度和风险投资激励法律制度进行了系统的研究,并在此基础上,对我国风险投资法律制度的建立和完善提出了一些思路和构想。本文由引言、正文和结语三个部分构成,其中正文由四个单元组成: 第一单元在对风险投资的历史发展、风险投资的运行机制和风险投资的意义进行阐述的基础上,剖析了风险投资的概念,指出风险投资是一种由专业投资机构以股权投资的方式投资于有高成长潜力的非上市公司,并提供管理参与等增值服务,以资本增值为目的的投资方式。第二单元从风险投资主体法律制度、风险投资资金来源法律制度、风险投资退出法律制度和风险投资激励法律制度四方面对国外风险投资法律制度进行了系统的述评。第三单元对我国风险投资法律制度中的风险投资主体法律制度、风险投资资金来源法律制度、风险投资退出法律制度、风险投资激励法律制度和外商风险投资法律制度做出了阐述并与国外风险投资法律制度进行对比,检讨了我国风险投资法律制度的不足之处。第四单元针对我国风险投资法律制度中待完善的问题,进行了较深入的思考、提出了相应的建议,并对《风险投资法》的制定提出了框架性的构想,指出《风险投资法》不仅仅对风险投资企业进行规范,而将对风险投资者,风险投资机构和风险企业三方以及三方的关系进行规范。本文立足于构建我国全新的风险投资法律制度,以此为目标,根据我国实际情况和借鉴国外相对较为完善的风险投资法律制度,提出了一些完善我国风险投资法律制度的建议和思考。
[Abstract]:Since 21th century, with the new "Company Law", the new "Partnership Enterprise Law", "Venture Capital Enterprise Management interim measures" and other laws and regulations revised and formulated. China has initially formed a set of venture capital legal system in line with the national conditions of our country. However, the time of venture capital industry entering China is too short and the development of venture capital industry is very limited. On this basis, the legal system of venture capital in China still needs to be improved. This paper refers to the existing laws and regulations of our country. And compare the foreign venture capital developed countries relatively perfect legal system of venture capital, combined with the actual situation of our country. This paper analyzes the defects in the current legal system of venture capital in China and puts forward some suggestions for improvement. This article takes the venture capital legal system as the research object, synthetically applies the system research, the comparative research, the law economic analysis and the annotation law and so on research method to venture capital subject legal system. The source of venture capital legal system, venture capital exit legal system and venture capital incentive legal system are systematically studied, and on this basis. This paper consists of three parts: introduction, text and conclusion, in which the text is composed of four units: The first unit analyzes the concept of venture capital on the basis of expounding the historical development of venture capital, the operating mechanism of venture capital and the significance of venture capital. It is pointed out that venture capital is a kind of investment mode, which is invested by professional investment institutions in the form of equity investment in non-listed companies with high growth potential, and provides value-added services such as management participation, with the aim of capital appreciation. The second unit is from the legal system of the subject of venture capital and the legal system of the source of venture capital. The legal system of venture capital withdrawal and the legal system of encouragement of venture capital are reviewed systematically in this paper. The third unit is about the main legal system of venture capital, the legal system of the source of venture capital funds, and the legal system of venture capital withdrawing from the legal system of venture capital in our country. The legal system of venture capital incentive and the legal system of foreign venture capital are expounded and compared with the legal system of foreign venture capital, and the deficiencies of the legal system of venture capital in China are reviewed. Unit 4th, aiming at the problems that need to be perfected in the legal system of venture capital in our country, makes some deep thoughts, puts forward some corresponding suggestions, and puts forward the frame conception for the formulation of "venture capital law". It is pointed out that the Venture Capital Law not only regulates the venture capital enterprises, but also regulates the relationship among venture capital, venture capital institutions and venture enterprises. This paper is based on the construction of a new legal system of venture capital in our country, taking this as the goal, according to the actual situation of our country and drawing lessons from the relatively perfect legal system of venture capital in foreign countries. Some suggestions and thoughts on perfecting the legal system of venture capital in China are put forward.
【学位授予单位】：山西财经大学
【学位级别】：硕士
【学位授予年份】：2010
【分类号】：D922.28;F832.48

【引证文献】