股东代表诉讼制约机制研究

发布时间：2018-01-25 17:44

本文关键词： 股东代表诉讼制约机制公司治理　出处：《中央民族大学》2012年硕士论文　论文类型：学位论文

【摘要】：2005年,新修订的《公司法》将股东代表诉讼制度正式引入我国。这一制度的两大重要功能在于保护中小股东利益和完善公司治理。纵观股东代表诉讼制度在各国的发展历史,这一制度都曾因为被恶意股东滥用,而失去了它原有的意义。为了使股东代表诉讼制度能够充分地、恰到好处地发挥其作用,立法者在引入股东代表诉讼的同时,需要引入相关的制约机制,防范恶意股东滥用股东代表诉讼,从而更好地保护股东利益和公司利益。在本文中,笔者将结合美国、日本和我国的法律设置,对股东代表诉讼的制约机制进行探讨,提出完善我国股东代表诉讼制度制约机制的建议,以期股东代表诉讼制度能够真正地、更好地发挥保护中小股东利益和公司利益的作用。文章分为四个部分：第一部分是股东代表诉讼制约机制概述,主要介绍有关股东代表诉讼制约机制的基本理论。主要包括股东代表诉讼制约机制的概念、种类,并简单介绍各种制约机制的特征和功能。第二部分是我国股东代表诉讼制约机制立法现状及其评价,主要以《公司法》152条为基础,介绍我国法律所设置的股东代表诉讼制约机制,逐一对已设置的制约机制进行评价,并对未引入的制约机制作出评析。第三部分是国外股东代表诉讼制约机制的设置及评价。以美国和日本为例,从两国设置股东代表诉讼制约机制的立法目的出发,分析两国具体制度的设置,并引入两国理论界及学术界对本国制度的评价,最后得出对两国股东代表诉讼制约机制的评价,以期从两国的股东代表诉讼制约机制设置中寻找适合中国国情的制度,完善我国的股东代表诉讼制约机制。第四部分是完善我国股东代表诉讼制约机制的建议,主要结合文章第二部分和第三部分的内容,进一步提出我国完善我国股东代表诉讼的建议。
[Abstract]:2005. The newly revised Company Law formally introduces the shareholder representative litigation system into our country. The two important functions of this system are to protect the interests of minority shareholders and to improve corporate governance. History. This system has been abused by malicious shareholders, and lost its original significance. In order to enable the shareholder representative litigation system to fully, properly play its role. While introducing shareholder representative litigation, legislators need to introduce relevant restriction mechanisms to prevent malicious shareholders from abusing shareholder representative litigation, so as to better protect shareholders' interests and company interests. In this paper, the author will combine the legal settings of the United States, Japan and China to explore the restriction mechanism of shareholder representative litigation, and put forward some suggestions to perfect the restriction mechanism of shareholder representative litigation system in China. It is expected that the shareholder representative litigation system can play a real and better role in protecting the interests of minority shareholders and the interests of the company. The article is divided into four parts: The first part is an overview of the shareholders' representative litigation restriction mechanism, mainly introduces the basic theory of shareholders' representative litigation restriction mechanism, mainly including the concept and types of shareholders' representative litigation restriction mechanism. The features and functions of various restriction mechanisms are also briefly introduced. The second part is the legislative status and evaluation of shareholder representative litigation system in China, mainly based on Article 152 of Company Law, which introduces the restriction mechanism of shareholder Representative Litigation established by Chinese law. This paper evaluates the existing restriction mechanism one by one, and evaluates the unintroduced restriction mechanism. The third part is the establishment and evaluation of the restriction mechanism of shareholder representative litigation in foreign countries. Taking the United States and Japan as examples, this paper analyzes the establishment of the specific system of the two countries from the legislative purpose of setting up the restriction mechanism of shareholder representative litigation in the two countries. And the introduction of the two countries of the academic and theoretical circles of the evaluation of their own systems, and finally to the shareholders of the two countries of the shareholders' representative litigation mechanism evaluation. The purpose of this paper is to look for a system suitable for China's national conditions and perfect the system of shareholders' representative litigation in the two countries. Part 4th is a suggestion to perfect the restriction mechanism of shareholder representative litigation in our country. Combining the content of the second part and the third part, the author puts forward the suggestion of perfecting the shareholder representative litigation in our country.
【学位授予单位】：中央民族大学
【学位级别】：硕士
【学位授予年份】：2012
【分类号】：D922.291.91

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