试论我国股东派生诉讼制度的立法完善

发布时间：2018-02-01 13:16

本文关键词： 股东派生诉讼制度价值域外经验制度完善　出处：《湖南大学》2011年硕士论文　论文类型：学位论文

【摘要】：源于英美法系衡平法的股东派生诉讼制度,以其特殊的制度设计安排与程序设计保障公司利益、中小股东利益不被董事、监事、经理等高级管理人员及大股东、控股股东所左右。该制度其亦有利于公司治理结构的完善。作为公司法领域的一项独特的制度创设,由于股东派生诉讼作为公司法领域的一项独特的制度创设,兼具代位诉讼与代表诉讼的性质,又不同于民法上的代位诉讼与集团诉讼。虽然在我国理论界和实务界对于股东派生诉讼制度的价值总体上并无异议,但是在具体的制度、程序设计上仍然存在纷争和盲点。比如诉讼主体资格问题、前置程序问题、诉讼担保问题、诉讼限制问题以及诉讼利益分配规则问题等等。我国新公司法规定了股东派生制度,但还只是框架性的,具体细节仍需要完善,以期更好地指导司法实践。因此,我们应借鉴英美法系、大陆法系诸国关于股东派生诉讼的经验理论与实践,结合我国近年来股东派生诉讼制度的司法实践状况,探讨完善我国股东派生诉讼的立法对策,籍此提升我国股东派生诉讼制度的效用。
[Abstract]:The shareholder derivative litigation system derived from the equity law of Anglo-American law system, with its special system design arrangement and program design, protects the interests of the company, the interests of the minority shareholders from the directors, supervisors, managers and other senior management personnel and major shareholders, The system is also conducive to the perfection of corporate governance structure. As a unique institution in the field of company law, the shareholder derivative litigation is created as a unique system in the field of company law. It is different from subrogation litigation and class action in civil law. Although there is no objection to the value of shareholder derivative litigation system in the theoretical and practical circles of our country, it is in the specific system. There are still disputes and blind spots in procedure design. For example, the qualification of litigant, the pre-procedure, the guarantee of litigation, the limitation of litigation, the rules of distribution of litigation benefits, and so on. The new Company Law of our country stipulates the system of shareholder derivation. But still only frame, the specific details still need to be perfected, in order to better guide the judicial practice. Therefore, we should draw lessons from the experience theory and practice of shareholder derivative litigation in common law system and civil law system, and combine with the judicial practice of shareholder derivative litigation system in China in recent years. This paper probes into the legislative countermeasures to perfect the shareholder derivative litigation in China, and thus promotes the effectiveness of the shareholder derivative litigation system in our country.
【学位授予单位】：湖南大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D922.291.91

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