论有限责任公司股东资格确认

发布时间：2018-03-07 05:36

本文选题：股东资格　切入点：确认原则　出处：《华东政法大学》2010年硕士论文　论文类型：学位论文

【摘要】： 拥有股东资格才能行使股东权利和承担股东义务,股东资格是享有股东权利和承担股东义务的基础,因此股东资格的确认成为解决所有涉及股东权利和股东义务纠纷的前提。在股权转让纠纷、股权赠与纠纷、股权继承纠纷以及冒名股东纠纷等案件中均需要首先确认股东资格是否具备。股东资格的确认具有非常重要的意义,是判断一个独立于公司的民事主体对公司是否享有股东权利和承担股东义务的前提,是确定独立于公司的民事主体是否会因股权的享有而可能对公司以外的其他第三人承担责任的前提,是解决名义股东和实质股东之间就股东权利和股东义务发生的争议的前提。取得股东资格的要件有很多,包括工商登记、公司章程、股东名册、出资证明书、实际出资和行使股东权利等,我国《公司法》仅就工商登记和股东名册的效力进行了规定,赋予了工商登记对抗效力和股东名册推定效力,对其他取得股东资格所需要件的效力未做任何规定,导致在公司实践中遇到股东资格确认问题有时会无所依据,而理论界就股东资格确认问题也未能达成一致的认识,现行法律规定的缺失和理论研究的滞后共同导致法院在审理涉及股东资格确认的案件时,会对性质相同的案件作出矛盾冲突的裁判。因此,探讨解决股东资格确认问题的具体思路不仅具有一定的理论意义还具有相当的实践意义。本文分三章对有限责任公司的股东资格确认问题进行了探讨,第一章对有限责任公司股东资格确认的基本理论进行了阐述,首先探讨了有限责任公司股东资格这个概念的含义,总结出股东资格的具备是取得股东权利和承担股东义务的基础,在此基础上明确了确认股东资格的意义,最后通过分析股东资格取得和丧失的方式,来确定股东资格取得和丧失的时间。第二章分析了确认有限责任公司股东资格的相关原则,并在区分公司内外关系的基础上分析了取得股东资格所需的具体要件在确认股东资格中的效力,总结出确认有限责任公司股东资格的基本思路。第三章在遵循第二章所总结出的确认有限责任公司股东资格基本思路的基础上,对隐名股东、冒名股东、出资瑕疵、股权转让、股权赠与、股权继承和干股股东这七种具体情形进行了详细的分析,探讨在这七种情形下如何确认股东资格。
[Abstract]:Only with the qualification of shareholders can the rights and obligations of shareholders be exercised, and the shareholder's qualification is the basis for the enjoyment of shareholder's rights and the assumption of shareholder's obligations. Therefore, the recognition of shareholders' qualifications becomes the prerequisite for resolving all disputes involving shareholders' rights and obligations. In the cases of equity succession dispute and impersonating shareholder dispute, it is necessary to first confirm whether the shareholder qualification is available. The confirmation of shareholder qualification is of great significance. Is the premise of judging whether a civil subject independent of the company enjoys shareholder rights and undertakes shareholder obligations, Is a prerequisite for determining whether a civil subject independent of the company may be liable to a third person other than the company as a result of the enjoyment of the shares, It is a prerequisite for resolving the dispute between nominal and substantive shareholders over the rights and obligations of shareholders. There are many requirements for obtaining shareholder qualifications, including industrial and commercial registration, articles of association of companies, register of shareholders, and capital contribution certificates, The Company Law of our country only provides for the effectiveness of industrial and commercial registration and the register of shareholders, which endows the countervailing effect of industrial and commercial registration and the constructive effect of the register of shareholders. There is no stipulation on the effectiveness of other parts required to obtain shareholder qualification, which leads to the problem of shareholder qualification confirmation sometimes without any basis in company practice, and the theoretical circle also fails to reach an agreement on the issue of shareholder qualification confirmation. The absence of current legal provisions and the lag in theoretical research have led the court to make contradictory and conflicting decisions on cases involving the confirmation of shareholders' qualifications. It is not only of theoretical significance but also of practical significance to probe into the concrete ideas to solve the problem of shareholder qualification confirmation. This paper discusses the problem of shareholder qualification confirmation of limited liability company in three chapters. The first chapter expounds the basic theory of shareholder qualification confirmation in limited liability company. This paper first discusses the meaning of the concept of shareholder qualification of limited liability company, and concludes that the possession of shareholder qualification is the basis for acquiring shareholder rights and undertaking shareholder obligations, and on this basis, the significance of confirming shareholder qualification is clarified. Finally, the time of shareholder qualification acquisition and loss is determined by analyzing the way of shareholder qualification acquisition and loss. The second chapter analyzes the relevant principles of confirming the shareholder qualification of limited liability company, and analyzes the effectiveness of the specific requirements of obtaining shareholder qualification in the confirmation of shareholder qualification on the basis of the internal and external relations of regional branch. Summed up the recognition of limited liability company shareholder qualifications of the basic ideas. The third chapter, on the basis of following the basic idea of confirming the qualification of shareholders of limited liability company, summarized in Chapter 2, deals with dormant shareholders, false shareholders, investment defects, equity transfer, stock right donation and, This paper makes a detailed analysis of the seven specific cases of equity inheritance and dry stock shareholders, and discusses how to confirm the shareholder qualification under these seven circumstances.
【学位授予单位】：华东政法大学
【学位级别】：硕士
【学位授予年份】：2010
【分类号】：D922.291.91

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