异议股东股份（权）回购请求权制度研究

发布时间：2018-03-26 11:37

本文选题：异议股东　切入点：股份(权)　出处：《华东政法大学》2011年硕士论文

【摘要】：我国经修订于2006年1月1日施行的《中华人民共和国公司法》新增了第75条和第143条两个法律条文,分别对有限责任公司和股份有限公司的异议股东股份(权)回购请求权做出了相应的规定,首次引进了异议股东股份(股权)回购请求权这一公司法律制度。然而,作为公司法上一项重要的维护中小股东合法权益的法律制度施行至今,其在具体的司法实践操作中仍存有许多弊端与不足。因此笔者认为有必要对该项制度作一些研究探讨,从该制度的渊源、理论基础、各国对该项制度具体构成的立法、我国对该项制度的立法现状及存在的不足等方面进行必要的介绍与解析,并提出相应的完善建议。通过本文的研究与介绍,一方面有助于实践中对该制度有个较为系统全面的认识,另一方面也可对今后公司法关于进一步完善异议股东股份(权)回购请求权制度的立法修改或司法解释有些许参考与借鉴。本文包括导言共分六大部分,具体内容如下：导言部分简要介绍异议股东股份(股权)回购请求权法律制度的渊源及我国引进该制度的立法背景,初步了解该制度的源起、发展及我国引入该制度的背景。第一章为异议股东股份(权)回购请求概述。阐述了异议股东股份(股权)回购请求权法律制度基本概念的内涵、理论学说及其制度价值,认识股份、股权、股份回购、股权回购、异议股东股份(股权)回购请求权、异议股东评估权的基本概念,并介绍该制度的几种主要理论学说及该制度存在的现实价值与意义。第二章为异议股东股份(权)回购请求权制度构成之比较分析。充分、详细分析了异议股东股份(股权)回购请求权制度的构成,包括主体构成(适用的公司及异议股东的类型、适用事项)及程序构成(如公司应提前告知异议股东有提出异议的权利；异议股东有向公司提出书面反对通知的义务；异议股东应书面要求公司回购其股份的义务；异议股东与公司进行协商；启动诉讼程序的规定等)。第三章为我国异议股东股份(权)回购请求制度概述。阐述了我国公司法异议股东股份(股权)回购请求权制度的立法演进、现状及特点,指出存在的不足与缺陷。第四章为我国异议股东股份(权)回购请求权制度不足与完善。通过对上述异议股东股份(股权)回购请求权法律制度理论上与立法上的介绍分析与比较,从实体与程序二大方面具体、明确提出完善异议股东股份(股权)回购请求权制度的相关建议。第五章结语指出我国异议股东股份(股权)回购请求权的立法规定是一大进步,但仍应根据我国的国情与司法实践作进一步的立法或司法的完善。
[Abstract]:The Company Law of the people's Republic of China, which came into effect on January 1, 2006, has added articles 75 and 143. The right to share (right) repurchase of dissenting shareholders in limited liability company and joint stock limited company has been stipulated respectively, and the company legal system of claim right of dissenting shareholder share (equity) repurchase has been introduced for the first time. However, As an important legal system to protect the legitimate rights and interests of minority shareholders in the Company Law, there are still many drawbacks and deficiencies in its specific judicial practice. Therefore, the author thinks it is necessary to do some research on this system. From the origin of the system, the theoretical basis, the specific constitution of the system legislation, China's legislation of the current situation of the system and the shortcomings of such aspects as the necessary introduction and analysis, Through the research and introduction of this paper, on the one hand, it is helpful to have a systematic and comprehensive understanding of the system in practice. On the other hand, it can also be used for reference and reference to the further improvement of the system of demerit shareholders' share (right) repurchase claim system in the future company law. This paper includes six parts of the introduction, the specific contents are as follows:. The introduction part briefly introduces the origin of the legal system of dissenting shareholder's share (share) repurchase claim and the legislative background of introducing the system in our country, and preliminarily understands the origin and development of the system and the background of the introduction of this system in our country. The first chapter is an overview of the request for the repurchase of shares (rights) of dissenting shareholders. It expounds the basic concept of the legal system of the right to repurchase of shares (shares) of dissenting shareholders, the theoretical theory and the value of the system, the understanding of shares, equity, and share repurchase, This paper introduces the basic concepts of the right to repurchase of shares (shares) of dissenting shareholders and the right of appraisal of dissenting shareholders. It also introduces several main theories of the system and the practical value and significance of the system. The second chapter is a comparative analysis of the constitution of the system of claim for share (right) repurchase by dissenting shareholders. Fully, the constitution of the system of claim for share (equity) repurchase by dissenting shareholders is analyzed in detail. Including the composition of the main body (the applicable company and the types of dissenting shareholders, applicable matters) and the composition of the procedure (such as the company should inform the dissenting shareholder in advance that the dissenting shareholder has the right to raise an objection; the dissenting shareholder has the obligation to give written objection notice to the company; Dissenting shareholders should ask the company to buy back its shares in writing; dissent shareholders and the company to negotiate; start the provisions of legal proceedings. The third chapter is an overview of the request system for share (right) repurchase of dissenting shareholders in China. It expounds the legislative evolution, current situation and characteristics of the system of repurchase of shares (shares) of dissenting shareholders in the Company Law of our country, and points out the shortcomings and defects. The fourth chapter is about the deficiency and perfection of the system of claim for share (right) repurchase of dissenting shareholders in our country. Through the introduction and comparison of the legal system of claim for shares (shares) of dissenting shareholders in theory and legislation, From the two aspects of entity and procedure, this paper puts forward some suggestions to perfect the system of claim for share (equity) repurchase of dissenting shareholders. The conclusion of the fifth chapter points out that the legislative regulation of the right to repurchase shares (shares) of dissenting shareholders is a great progress, but we should make further legislation or judicial perfection according to our country's national conditions and judicial practice.
【学位授予单位】：华东政法大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D922.291.91

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