论出资瑕疵股权的转让

发布时间：2018-04-10 11:09

本文选题：出资瑕疵 + 股权转让　；参考：《中国政法大学》2010年硕士论文

【摘要】： 在我国,股东出资瑕疵的情形屡见不鲜,由出资瑕疵引发的瑕疵股权转让纠纷在实践中也不断涌现,如出资瑕疵股权能否转让、出资瑕疵股权转让合同的效力、出资瑕疵股权转让后的责任承担等,现行法律均没有做出明确具体的规定,实践中认识不一,理论界也观点各异,公司法理论研究也多侧重于研究出资瑕疵股东的相关责任,对出资瑕疵股权转让的相关问题关注不够。本文即以理论学说、相关案例、国内外司法文件为基础,对出资瑕疵股权转让中的难点问题尝试做一分析与探讨。本文的基本结构如下: 第一章是出资瑕疵股权转让概述。首先,简要介绍了出资瑕疵的概念和类型。其次,对瑕疵股权和出资瑕疵股权的概念进行了界定,指出出资瑕疵股权是瑕疵股权的一种类型,狭义上的瑕疵股权也就是指出资瑕疵股权,接着分析了出资瑕疵股权相对于无瑕疵股权的特点。再次,指出了出资瑕疵股权转让的一般形式即股权转让合同,并简要分析了出资瑕疵股权转让合同的特点。第二章围绕出资瑕疵股权转让合同的效力展开分析,首先介绍了理论界和司法实践中的不同认识,并初步指出了不同观点的主要缺陷,接着从理论基础上对各观点进行了具体分析,进而得出有效说观点的相对合理性。即出资瑕疵人仍可取得股东资格,仍可行使股权转让权,为维护交易秩序和平衡公司法上各参与人的利益,认定出资瑕疵股权转让合同有效更符合公司法的特征。第三章探讨了出资瑕疵股权转让后责任承担的问题,理论界和司法实践中对此众说纷纭,争议很大,国外公司法也有不同的规定,首先指出了各种差异性认识,进而对各种观点进行了分析评价,得出本文对此问题的分析思路。接着以责任对象为标准,讨论了出资瑕疵股东对公司、对已足额出资股东、对公司债权人的民事责任,并借鉴域外法制,逐一探讨了出资瑕疵股权转让后的责任承担问题。
[Abstract]:In our country, the defect of shareholder's contribution is not uncommon, and the dispute about the transfer of defective shares caused by the defect of capital contribution is constantly emerging in practice, such as whether the defective share of capital can be transferred, the validity of the contract of transfer of defective share of capital.The current law has not made clear and specific provisions on the responsibility after the transfer of defective shares of capital contribution, and has different understanding in practice, different views in the theoretical circle, and the theoretical research of company law also focuses on the study of the relevant responsibilities of shareholders with defective capital contribution.Inadequate attention is paid to the problems related to the transfer of defective shares in capital contribution.Based on theoretical theory, relevant cases and judicial documents at home and abroad, this paper tries to make an analysis and discussion on the difficult problems in the transfer of defective shares in capital contribution.The basic structure of this paper is as follows:The first chapter is a summary of investment defect equity transfer.First of all, the concept and types of investment defects are briefly introduced.Secondly, the concept of defective equity and defective equity is defined, and it is pointed out that defective equity is a type of defective equity, and in a narrow sense, defective equity refers to defective equity in capital contribution.Then, the paper analyzes the characteristics of the defective equity compared with the non-defective equity.Thirdly, the paper points out the general form of investment defect equity transfer, that is, equity transfer contract, and briefly analyzes the characteristics of investment defect equity transfer contract.The second chapter analyzes the effectiveness of equity transfer contract with defective capital contribution. Firstly, it introduces the different understandings in theory and judicial practice, and points out the main defects of different viewpoints.Then, the author makes a concrete analysis of each viewpoint on the basis of theory, and then obtains the relative rationality of effective viewpoint.In order to maintain the transaction order and balance the interests of the participants in the Company Law, it is concluded that the transfer contract of defective capital contribution shares is more effective in line with the characteristics of the Company Law.The third chapter discusses the issue of liability after the transfer of defective shares in capital contribution. There are different opinions and disputes in theory and judicial practice, and there are different provisions in foreign company law, first of all, it points out various different understandings.Then, the analysis and evaluation of various viewpoints are carried out, and the analysis thinking of this problem is obtained in this paper.Then taking the object of responsibility as the standard, this paper discusses the civil liability of the shareholders with defective capital contribution to the company, the shareholders who have already contributed fully and the creditors of the company, and uses the extraterritorial legal system for reference, and probes into the issue of liability after the transfer of the defective shares in the capital contribution one by one.
【学位授予单位】：中国政法大学
【学位级别】：硕士
【学位授予年份】：2010
【分类号】：D922.291.91

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