债权出资的公司法问题研究

发布时间：2018-04-27 20:12

本文选题：债权 + 债权出资　；参考：《华东政法大学》2011年硕士论文

【摘要】：债权诞生已逾千年,近年来公司商事实践和公司法的新发展将债权出资制度深化发展。对于我国而言,该制度自诞生之初适用实效一直没有达到设计者的初衷,原因在于更新不足。如果不能应商事实践的要求不断完善,任何制度改革也只能在制度原有基础的扩张和缩减之间逡巡不前。学界关注债权出资问题,不只注重制度价值的重新评估,更需要贡献才智、完善制度、提出对策。本文通过对债权出资制度的理论基础探求及类型化分析,为优化设计我国相关制度献言献策。第一章对我国债权出资的首个“债转股”案进行研究,指出其背后蕴藏的债权出资可能。在中国,限定债权出资的形式不足以适应债权出资的趋势,需要厘清债权出资的内涵与外延。第二章通过阐述债权地位、资产信用和现物出资等理论的发展,揭示出债权出资的理论基础。除了顺应债权的优越地位外,债权出资的出现为股东提供了更具效率的出资模式,打破了以往资本信用下的非效率。第三章通过讨论合同之债出资的可行性与障碍,指出要修正合同之债必然可以用于出资的论断,非适格的合同之债不足以出资。因为出资的根基在于出资人能够提供确定价值的资本充实公司,故判断合同之债的出资可能必须立足公司,重点关注合同标的物价值、流通可能及单务性。第四章考察非合同之债的出资可能,对其出资缺陷进行分析,明确无因管理之债、不当得利之债以及人身损害赔偿请求权用以出资的障碍所在。但质疑将财产损害赔偿请求权和单方允诺之债排除于出资债权之外是否合理。鉴于两者在流通性和稳定性方面的特点,如果不在合同中明确排除,均存在出资可能。第五章特殊债权出资是债权出资制度的特殊领域,通过对普通债券、可转换公司债券、票据的分析,可以发现权利证券化带来的高流通性契合了债权出资的需求,同样应当纳入出资范畴。第六章对债权出资制度在中国的完善提出建议,通过分析公司法相关规定,分别探讨了公司法如何确立债权出资制度的原则、如何强化制度设计的实际效用、加强债权交付的程序控制和创新债权估值程序等议题。
[Abstract]:Creditor's rights have been born for more than a thousand years. In recent years, the new development of company commercial practice and company law has deepened the system of creditor's rights contribution. For our country, the application effect of this system has not reached the original intention of designer since its birth, the reason is that the renewal is insufficient. If the commercial practice can not be continuously improved, any institutional reform can only linger between the expansion and reduction of the original basis of the system. Scholars pay attention to the problem of creditor's rights contribution, not only to the reevaluation of system value, but also to contribute intelligence, perfect system and put forward countermeasures. Based on the theoretical basis and type analysis of creditor's rights contribution system, this paper offers suggestions for optimizing the design of relevant systems in China. In the first chapter, the author studies the first "debt-for-equity" case of creditor's rights contribution in China, and points out the possibility of creditor's rights contribution behind it. In China, the limited form of creditor's rights contribution is not enough to adapt to the trend of creditor's rights contribution, so it is necessary to clarify the connotation and extension of creditor's rights contribution. The second chapter reveals the theoretical basis of creditor's rights contribution by expounding the development of creditor's rights status, asset credit and real capital contribution. In addition to complying with the superior position of creditor's rights, the emergence of creditor's rights contribution provides shareholders with a more efficient mode of capital contribution, and breaks the inefficiency of capital credit in the past. The third chapter discusses the feasibility and obstacles of contractual debt contribution, and points out that to amend the contractual debt must be used to contribute, the non-qualified contract debt is not enough to contribute. Because the capital contribution is based on the fact that the investor can provide the capital of definite value to enrich the company, the investment of judging the contract debt may have to be based on the company, focusing on the value, circulation and singularity of the subject matter of the contract. Chapter four examines the possibility of non-contractual debt contribution, analyzes its investment defects, and clarifies the obstacles of non-cause management debt, improper profit-making debt and the right to claim for personal injury compensation. But whether it is reasonable to exclude the claim for property damages and the debt of unilateral promise from the debt of capital contribution. In view of their characteristics in liquidity and stability, if not explicitly excluded from the contract, there is a possibility of funding. Chapter V Special creditor's rights contribution is a special field of creditor's rights investment system. Through the analysis of ordinary bonds, convertible corporate bonds and bills, we can find that the high liquidity brought by securitization of rights meets the demand of creditor's rights. It should also be included in the category of contributions. The sixth chapter puts forward some suggestions on the perfection of creditor's rights contribution system in China. By analyzing the relevant provisions of company law, it discusses how to establish the principle of creditor's rights contribution system in company law and how to strengthen the practical utility of system design. Strengthen the procedure control of creditor's rights delivery and innovation creditor's rights valuation procedure and other issues.
【学位授予单位】：华东政法大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D922.291.91

【引证文献】