上市公司收购中的目标公司中小股东权益保护研究

发布时间：2018-05-22 18:55

本文选题：上市公司收购 + 目标公司的中小股东　；参考：《广东商学院》2011年硕士论文

【摘要】：上市公司收购是现代社会中常见的经济现象,作为一种证券交易行为,其所带来的影响无异于一把“双刃剑”:若收购活动运作规范,将有利于产业结构的调整,资源配置的优化;而倘若失去控制,违规操作则会给广大股东尤其是中小股东的权益造成巨大损害。伴随着收购过程中不可避免地各方主体利益上的冲突,股东权益的保护问题自然成为法学界关注的焦点。而在这场多方主体的博弈中,作为弱势群体的目标公司中小股东无疑是我国公司法、证券法应当重点保护的对象。本文围绕收购中目标公司中小股东权益保护这一问题展开论述,先对相关概念进行界定,阐述中小股东权益保护的必要性,接着介绍我国中小股东权益保护的法律体系并进一步分析现有立法保护的局限;最后针对现行法律体系存在的问题和不足,从完善立法、加强证券监管、完善对中小股东的司法保护和发展社会中介组织几大方面作出努力及改善,从而使目标公司中小股东的权益得到切实有效的保护,也为我国证券市场和国民经济的持续稳定发展提供有力的法律保障。
[Abstract]:Takeover of listed companies is a common economic phenomenon in modern society. As a kind of securities trading behavior, its influence is no more than a "double-edged sword": if the operation of acquisition activities is standardized, it will be conducive to the adjustment of industrial structure. The optimization of resource allocation, and if out of control, the illegal operation will cause great damage to the rights and interests of the majority of shareholders, especially the minority shareholders. With the inevitable conflict of the main interests of all parties in the acquisition process, the protection of shareholders' rights and interests naturally becomes the focus of attention in the field of law. In this multi-subject game, the minority shareholders of the target company, as a vulnerable group, are undoubtedly the objects of our company law, and the securities law should focus on protecting them. This paper focuses on the protection of minority shareholders' rights and interests of target companies in takeover, defines the relevant concepts, and expounds the necessity of protecting minority shareholders' rights and interests. Then it introduces the legal system of the protection of minority shareholders' rights and interests in our country and further analyzes the limitations of the existing legislation protection. Finally, aiming at the existing problems and deficiencies of the current legal system, the author tries to improve the legislation and strengthen the securities supervision. To improve the judicial protection of minority shareholders and the development of social intermediary organizations, so that the rights and interests of the minority shareholders of the target company can be effectively protected. It also provides a strong legal guarantee for the sustained and stable development of China's securities market and national economy.
【学位授予单位】：广东商学院
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D922.291.91;D922.287

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