公司表决权例外排除制度研究

发布时间：2018-06-13 11:17

本文选题：公司表决权 + 例外排除　；参考：《湖南大学》2006年硕士论文

【摘要】： 作为一种公司法律制度,公司表决权例外排除制度的创建与有效运行,其目的在于以妥当的制度设计对控股股东、关联股东、关联董事离叛公司表决权行使规则之内在实质的不当行为进行规制,以矫正失衡的股东利益关系,真正实现公司表决权从形式上的绝对平等向实质上的近乎平等转化,并借此以激活股东(大)会制度和董事会制度,使股东(大)会、董事会决议具备合法、公正、合理以及有效的表决权基础。从公司表决权例外排除制度概念的界定、制度的源起与演变来看,该制度实质上是对一股一表决权的资本多数决原则的例外背离,却又不同于公司表决权限制制度,其具有适用主体的特殊性、原因情形的例外性、规则约束的强制性、行为效力的不确定性等法律特征。作为控制或影响公司经营的一种手段,该制度又有着独特的制度功能。股东表决权例外排除制度和董事表决权例外排除制度作为该制度的两种基本情形,由于不同的制度设计目的,具有各自不同的适用范围和价值取向,是公司表决权运行立法的重要环节。为使公司表决权例外排除制度能良好运行,该制度本身应具有法定运行、意定运行等多种运行机制,并在制度启动程序、认定与处理程序及诉争的解决程序上要加以逻辑紧密的设计,从而确保例外排除行为的法律效力,否则将直接影响制度本身的效力。一旦该制度在实施过程中存在瑕疵,则可通过“无效”和“可撤销”制度矫正。我国公司法进一步借鉴和移植这种制度,不仅可以有效地解决公司表决权运行机制上存在的固有缺陷,同时还能推动股份有限公司特别是上市公司的规范化运作,解决股权分置等法律难题和分类表决运行机制的诸多技术性问题,从而实践了股东平等的公司核心理念。
[Abstract]:As a kind of company legal system, the establishment and effective operation of the exception exclusion system of the voting rights of the company is designed for the controlling shareholders and the associated shareholders with proper system. The associated directors regulate the substantive misconduct within the exercise rules of voting rights of the apostasy company in order to correct the imbalance of the interests of shareholders and realize the transformation from absolute equality in form to near equality in substance. In order to activate the system of shareholders' meeting and the system of board of directors, the decision of the board of directors has legal, fair, reasonable and effective voting basis. From the definition of the system of exception exclusion of company voting rights, the origin and evolution of the system shows that the system is essentially an exception deviation from the principle of capital majorities of one share and one vote, but is different from the system of restriction of voting rights of companies. It has some legal characteristics, such as the particularity of the applicable subject, the exception of the reason, the compulsion of the rule constraint, the uncertainty of the action effect, and so on. As a means to control or influence the operation of the company, the system has a unique system function. As two basic situations of this system, the system of exception exclusion of shareholders' voting rights and that of directors has different scope of application and value orientation because of the different design purposes of the system. It is an important link in the legislation of voting right operation of the company. In order to make the exception exclusion system of the voting rights of the company work well, the system itself should have a variety of operating mechanisms, such as statutory operation, intended operation, etc., and start the procedure in the system. In order to ensure the legal effect of the exceptional exclusion act, the legal effect of the exceptional exclusion act should be ensured, otherwise, it will directly affect the effectiveness of the system itself. Once there are defects in the implementation of the system, it can be corrected by "invalid" and "revocable" system. This system can not only effectively solve the inherent defects in the operation mechanism of voting rights, but also promote the standardized operation of limited stock companies, especially listed companies. In order to solve the legal problems such as split share structure and many technical problems in the operation mechanism of classified voting, the company core concept of shareholder equality is put into practice.
【学位授予单位】：湖南大学
【学位级别】：硕士
【学位授予年份】：2006
【分类号】：D912.29

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