论公司法中的公司自治与国家规制

发布时间：2018-11-09 12:24

【摘要】：私法自治原则表现在公司法中为公司自治,国家公权利介入公司表现为国家对公司自治进行适当的限制,即为国家规制。公司自治和国家规制的关系是公司法中的重要问题之一。相对于旧《公司法》,新《公司法》很好的协调了公司自治和国家规制之间的关系,但仍有不足之处,针对新出现的关于公司自治和国家规制问题提出一些建议。本文除绪言和结语外,正文分为三个部分：第一部分是“公司自治与国家规制的原理分析”。广义的公司自治包括股东自治和公司本身自治。在本文中,借鉴经济学中的含义,国家规制是指国家依据法律、法规、政策,对经济主体及其行为活动进行约束、引导、规范,实现经济社会健康有序发展的一种国家公权利介入经济生活的形态。公司自治仍然作为原则,国家规制有存在的必要性,使二者在对抗中达到协调。第二部分是“我国公司自治与国家规制的现状与问题分析”。以新《公司法》为蓝本,找寻其条文中的公司自治精神与所体现的国家规制。总结出新《公司法》中所存在的关于公司自治和国家规制的问题是：公司章程自治实践落实不到位、公司僵局解决机制缺乏“自力救济”、公司社会责任缺乏法律规制、公司法人格制度缺乏操作性。第三部分是“完善我国公司法中的公司自治与国家规制的建议”。国家规制是适度的规制,公司自治是有限的自治。针对新《公司法》中公司自治和国家规制的问题,提出相关的解决思路：在实践中落实公司章程自治、实现公司僵局“自立救济”、加大公司社会责任的法律规制、完善公司法人格否认制度。
[Abstract]:The principle of autonomy of private law is corporate autonomy in company law, and the right of state to intervene in company is the proper restriction of company autonomy by the state, that is, state regulation. The relationship between corporate autonomy and state regulation is one of the most important issues in company law. Compared with the old Company Law, the new Company Law has well coordinated the relationship between corporate autonomy and state regulation, but there are still some deficiencies. Some suggestions are put forward for the problems of corporate autonomy and state regulation. In addition to the introduction and conclusion, the text is divided into three parts: the first part is the principle Analysis of Corporate Autonomy and State Regulation. The broad sense of corporate autonomy includes shareholder autonomy and the autonomy of the company itself. In this paper, referring to the meaning of economics, state regulation means that the state restricts, guides and regulates the economic subject and its activities according to the laws, regulations and policies. To realize the healthy and orderly development of economy and society, a national public right to intervene in the form of economic life. Corporate autonomy is still a principle, and the existence of state regulation is necessary to coordinate the two in the confrontation. The second part is the analysis of the present situation and problems of China's corporate autonomy and state regulation. Based on the new Company Law, the spirit of corporate autonomy and the state regulation embodied in its provisions are sought. The problems of company autonomy and state regulation in the new Company Law are summarized as follows: the implementation of corporate charter autonomy is not in place, the company deadlock resolution mechanism is short of "self-relief", and the corporate social responsibility is lack of legal regulation. The personality system of company law is lack of maneuverability. The third part is the suggestion of perfecting the company autonomy and state regulation in our company law. State regulation is moderate regulation, corporate autonomy is limited autonomy. In view of the problems of corporate autonomy and state regulation in the new Company Law, this paper puts forward some relevant solutions: implementing the autonomy of the articles of association in practice, realizing the "self-relief" of the corporate deadlock, and increasing the legal regulation of corporate social responsibility. Perfect the system of denying the personality of company law.
【学位授予单位】：西北大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D922.291.91

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