有限公司控制股东对其他股东的诚信义务探究

发布时间：2018-02-23 18:48

本文关键词： 有限公司控制股东诚信义务　出处：《中国青年政治学院》2016年硕士论文　论文类型：学位论文

【摘要】：本文首先,从控制股东的法律认定进行入手,介绍了控制股东的形式与实质判断标准,在借鉴域外立法经验以及分析我国《公司法》规定的基础上,通过形式与实质双重标准来界定我国的控制股东概念,并通过文氏图对控制股东与控股股东、大股东、实际控制人关系进行了辨析。其次,则是介绍了诚信义务的一般理论以及有限公司控制股东诚信义务的内涵,包括注意义务和忠实义务,并梳理了控制股东诚信义务与董事诚信义务、控制股东对其他股东与对公司诚信义务、控制股东对其他股东诚信义务在有限公司与股份公司的区别。然后,则是通过比较研究的方法,从控制股东违反诚信义务的判断标准、主要表现形式以及法律责任三个方面介绍域外法律制度,为下文我国有限公司控制股东诚信义务的完善提供符合国情的立法参考。再次,则是从法哲学基础、民商法基础以及股东之间关系性质三个方面阐释了有限公司控制股东对其他股东承担诚信义务的理论基础。最后,则是梳理了我国有限公司中控制股东诚信义务的立法与司法现状,并提出了完善路径。其中,在立法完善部分,将域外法律制度本土化,建议新增股东互负诚信义务规定、增加次级性义务以及强化民事责任制度构建,并从控制股东概念、表决权排除范围、股东退出机制以及股东诉讼程序方面完善现有立法。对于国外司法经验之应用,通过比较研究建议将“利益损害”标准确定为控制股东违反诚信义务的判断标准,并赋予法官一定的自由裁量权。
[Abstract]:First of all, starting with the legal recognition of controlling shareholders, this paper introduces the forms and substantive judgment standards of controlling shareholders, on the basis of drawing lessons from the extraterritorial legislative experience and analyzing the provisions of the Company Law of our country. The concept of controlling shareholder is defined by double standard of form and substance, and the relationship between controlling shareholder and controlling shareholder, large shareholder and actual controller is analyzed by Winn's graph. Then it introduces the general theory of fiduciary obligation and the connotation of fiduciary obligation of controlling shareholders of limited company, including duty of care and duty of loyalty, and combs the obligation of good faith of controlling shareholder and the duty of good faith of director. The difference between the controlling shareholders' fiduciary obligation to other shareholders and the company's fiduciary obligation in limited company and the joint-stock company. Then, through the method of comparative study, the judgment standard of controlling shareholders' breach of fiduciary obligation is given. This paper introduces the extraterritorial legal system in three aspects: the form of expression and the legal liability, which provides the legislative reference for the perfection of the fiduciary obligation of the controlling shareholders of the limited company in our country below. Thirdly, it is based on the philosophy of law. The foundation of civil and commercial law and the nature of the relationship between shareholders explain the theoretical basis of controlling shareholders of limited company to bear the obligation of good faith to other shareholders. It combs the legislation and judicial status of controlling shareholders' fiduciary obligation in our country's limited company, and puts forward the perfect path. In the part of perfecting the legislation, the foreign legal system is localized, and it is suggested that the new shareholders should have mutual good faith obligation. Adding secondary obligations and strengthening the construction of civil liability system, and perfecting the existing legislation from the aspects of the concept of controlling shareholders, the scope of exclusion of voting rights, the mechanism of shareholder withdrawal and the litigation procedures of shareholders. Through comparative study, it is suggested that the criterion of "benefit damage" should be defined as the judgment standard of controlling shareholders' breach of fiduciary obligation, and that the judge should be given certain discretion.
【学位授予单位】：中国青年政治学院
【学位级别】：硕士
【学位授予年份】：2016
【分类号】：D922.291.91

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