新三板挂牌过程中企业的风险控制研究
发布时间：2018-09-03 16:40
【摘要】：自从新三板挂牌企业范围扩大至全国高新区以来,各地中小企业为了发展积极响应；大小券商和风险投资机构也到处跑马圈地,欲在新三板市场中有所作为。作为中小企业融资的新渠道,新三板挂牌对企业来说机遇和挑战并存。本文针对新三板的挂牌条件,结合作者实际工作中遇到的问题,包括法律层面的合法合规经营、股份代持、同业竞争、关联交易；财务管理层面的经营目标管理、照章纳税和合理避税、财务人员和制度管理；经营管理层面的管理规章制度建设、经营团队建设等问题分别作了相关分析,并提出可能的解决方法,为合理控制拟挂牌企业在挂牌过程中可能出现的风险提供借鉴。
[Abstract]:Since the scope of the new third board listed enterprises has been expanded to the national high-tech zones, small and medium-sized enterprises in various places have responded positively to the development of the new three boards, and large and small securities companies and venture capital institutions have also been running around to make a difference in the new three boards market. As a new channel for small and medium-sized enterprises to finance, the new three-board listing opportunities and challenges for enterprises. According to the listing conditions of the new third board, this paper combines with the problems encountered in the author's practical work, including legal compliance, share holding, interbank competition, related party transactions, financial management and management objectives. In accordance with regulations, tax payment and reasonable tax avoidance, financial personnel and system management, management rules and regulations at the level of management and management, management team building and other issues are analyzed respectively, and possible solutions are put forward. For the reasonable control of the proposed listed enterprises in the process of listing the risks that may appear to provide reference.
【学位授予单位】：兰州大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：F832.51;F272.3
本文编号：2220562
[Abstract]:Since the scope of the new third board listed enterprises has been expanded to the national high-tech zones, small and medium-sized enterprises in various places have responded positively to the development of the new three boards, and large and small securities companies and venture capital institutions have also been running around to make a difference in the new three boards market. As a new channel for small and medium-sized enterprises to finance, the new three-board listing opportunities and challenges for enterprises. According to the listing conditions of the new third board, this paper combines with the problems encountered in the author's practical work, including legal compliance, share holding, interbank competition, related party transactions, financial management and management objectives. In accordance with regulations, tax payment and reasonable tax avoidance, financial personnel and system management, management rules and regulations at the level of management and management, management team building and other issues are analyzed respectively, and possible solutions are put forward. For the reasonable control of the proposed listed enterprises in the process of listing the risks that may appear to provide reference.
【学位授予单位】：兰州大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：F832.51;F272.3
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