浅议中国境外投资的政治风险及其法律防控

发布时间：2018-05-10 16:04

本文选题：境外投资 + 政治风险　；参考：《中国社会科学院研究生院》2013年硕士论文

【摘要】：当今中国已成为世界第二大经济体，随着经济全球一体化战略的实施，中国经济逐渐熔入世界市场经济，参与国际合作与竞争。尤其是近10年来，，中国企业在境外投资规模不断扩大，投资增速也不断加快，呈现加速发展的趋势。然而，在中国境外投资势头强劲的同时，应该充分考虑投资过程中所面临的各种风险，尤其是近年来中国境外投资因经受了多起政治风险而导致投资失败的经验告诉我们，政治风险通常损失大、控制难、影响深，因此，对于企业自身难以防控的政治风险，国家应给予高度重视和保护。本文实证分析了中国现阶段境外投资的现状和面临的主要政治风险及新特点，分别介绍了较为典型的发达国家风险防控机制，同时指出中国在境外投资政治风险防控中的空白与不足，旨在借鉴他国先进制度的基础上寻求适合中国本土的政治风险防控机制。全文分为序论、本论和结论三大块。本论从五个方面进行论述：第一章概述境外投资的政治风险。本章对境外投资的内涵作了诠释，并阐述了几种典型的政治风险及风险防控的意义。第二章分析中国境外投资发展现状及其面临的主要政治风险。本章分析了中国境外投资近五年的发展现状，并以近年来中国三大投资失败案为例探讨中国境外投资中最突出的几项政治风险，及其较之于传统政治风险的新特征。第三章简介国际社会防控政治风险的主要机制。本章分别从国内法层面和国际法层面介绍了美、德、日等国家建立的一系列政治风险防控机制，着重分析其境外投资保险制度、双边投资协定和多边投资担保机构。第四章涉及中国防控政治风险的法律现状及不足。该章从国内法保护的缺失、专门保险制度的不足以及国际双边、多边保护的局限等方面入手，分析我国针对境外投资政治风险防控能力不足的现状。第五章对完善我国境外投资政治风险提出建议。笔者在借鉴国际社会先进制度的基础上，以弥补现存不足为出发点，提出完善我国境外投资政治风险法律防控的建议。综合前文中的分析，最后得出结论中国境外投资发展迅速，为适应中国境外投资蓬勃发展的需要，维护中国投资者境外的合法权益，我国政府需设立国际直接投资管理局，用以专门主管全部国际直接投资事务，并建立国内专业权威的风险预警平台和专门的境外投资保险机构。同时，有针对性地与重点投资项目东道国签订或修订双边投资协定，有效利用中国在多边投资担保机构中的担保份额。
[Abstract]:Nowadays, China has become the second largest economy in the world. With the implementation of the strategy of global economic integration, China's economy gradually melts into the world market economy and participates in international cooperation and competition. Especially in the past 10 years, the scale of overseas investment of Chinese enterprises has been expanding, and the growth rate of investment has been speeding up, showing a trend of accelerating development. However, while the momentum of overseas investment in China is strong, we should take into account the various risks encountered in the investment process. In particular, the experience that Chinese overseas investment has suffered many political risks in recent years has taught us that investment has failed. The political risk is usually large, difficult to control and has a deep influence. Therefore, the government should attach great importance to and protect the political risk which is difficult for the enterprise to prevent and control. This paper empirically analyzes the present situation, main political risks and new characteristics of overseas investment in China, and introduces the typical risk prevention and control mechanisms in developed countries. At the same time, it points out the blank and deficiency in the prevention and control of political risk in China's overseas investment, in order to seek a political risk prevention and control mechanism suitable for China on the basis of the advanced systems of other countries. The full text is divided into three parts: preface theory, this theory and conclusion. This theory is discussed from five aspects: The first chapter summarizes the political risk of overseas investment. This chapter interprets the connotation of overseas investment and expounds several typical political risks and the significance of risk prevention and control. The second chapter analyzes the current situation of China's overseas investment and its main political risks. This chapter analyzes the development of China's overseas investment in the past five years, and discusses the most prominent political risks in China's overseas investment and its new characteristics compared with the traditional political risks, taking the three major investment failure cases of China in recent years as an example. Chapter three introduces the main mechanism of preventing and controlling political risk in international society. This chapter introduces a series of political risk prevention and control mechanisms established by the United States, Germany, Japan and other countries from the aspects of domestic law and international law, focusing on the analysis of their overseas investment insurance system, bilateral investment agreements and multilateral investment guarantee agencies. The fourth chapter deals with the current legal situation and deficiencies of political risk prevention and control in China. This chapter starts with the lack of protection in domestic law, the deficiency of special insurance system, and the limitation of international bilateral and multilateral protection, and analyzes the current situation of our country's insufficient ability to prevent and control political risks of overseas investment. The fifth chapter puts forward the suggestion to perfect the political risk of our country's overseas investment. On the basis of drawing lessons from the advanced system of the international community and taking the existing deficiency as the starting point, the author puts forward some suggestions to improve the legal prevention and control of political risk of overseas investment in China. By synthesizing the above analysis, it is concluded that overseas investment in China is developing rapidly. In order to meet the needs of the vigorous development of overseas investment in China and to safeguard the legitimate rights and interests of Chinese investors abroad, the Chinese government should set up the International Direct Investment Administration. It is designed to be in charge of all international direct investment affairs, and to establish domestic professional authority risk early warning platform and specialized overseas investment insurance institution. At the same time, we should sign or revise bilateral investment agreements with the host countries of key investment projects in order to make effective use of the guarantee share of China in the multilateral Investment guarantee Agency (MIGA).
【学位授予单位】：中国社会科学院研究生院
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：D922.28

【参考文献】