337专利侵权调查的法律应对

发布时间：2018-04-13 13:30

本文选题：337调查 + 美国专利法　；参考：《西南政法大学》2011年硕士论文

【摘要】：随着我国对美国的贸易量与日俱增,337调查的矛头已经指向我国企业。外国公司频频对中国企业发起调查,然而由于对337调查缺乏了解,致使中国企业纷纷落败,给企业造成了巨大损失,进而间接的影响了中国国际贸易的发展。不论企业还是政府,对此都应该提高认识,积极应对337调查。目前企业最需要迫切解决的问题就是找到合理的应对337调查的方法策略。然而现在许多对337调查的研究主要集中在337条款的分析或者是程序方面的应对方法,并没有为企业从整体上如何应对337调查提供直接有效的建议。因此本文致力于从整体上分析337调查的应对方法,为企业成功应对337调查提供初步建议。要想成功应对337调查,不仅仅要了解337调查的特点,还要具体了解337调查所依据的法条以及在实务操作中需要注意的问题。基于337调查具有快速高效、取证细致的特点,本文提出应对337调查应该把握住快速高效的原则,积极充分地调动所拥有的人力物力资源,在沉着应对对方调查的基础上,向对方提出调查要求。这样既有利于企业把握主动权,又可以向对方施压,以此提高胜诉可能。由于完整的337调查不仅仅包括调查程序,还包括如何利用美国相关知识产权法律法规判断侵犯知识产权行为的存在,所以,本文提出从程序法和实体法两个方面应对337调查。在程序法方面需要注意的问题就是要符合调查规则,做到程序合法,同时利用相关程序规则保护自己的诉讼权利;而在实体法方面,需要注意的问题则是在美国法律中是如何判断侵犯专利权的行为的,以及如何对此提出自己的答辩意见。而要想“不战而屈人之兵”,在337调查启动之前就避免被动应诉的局面,则还需要了解337调查本身以外的一下策略和方法,也就是专利申请战略和专利许可战略。通过这些策略获得在美国的专利权,如此一来就可以有效避免被发起337调查。因此,本文从337调查概况、337调查中应注意的问题和利用专利战略以避免被提起337调查,这三个方面论述了应对方法。在337调查概况中简要介绍了337调查是什么,337调查的适用条件,依据的法律有哪些,调查程序的流程,采取的救济措施有哪些。而在第二部分,本文则从程序应对与实体应对两个方面阐述了在企业被发起337调查以后该如何应对的问题,还简单总结了一下在调查中要注意的个别事项。在最后部分,在“兵马未动,专利先行”的战术指导下,阐述了如何通过专利申请或者专利授权来获得相关专利,以避免侵权,从而起到预防337调查的作用。通过对三个部分的论述,使企业在整体上有一个如何应对337调查的初步思路,进而指导企业应对337调查。
[Abstract]:With China's increasing trade with the United States, the spearhead of the investigation has been directed at Chinese enterprises.Foreign companies frequently launch investigations on Chinese enterprises, but due to the lack of understanding of 337 investigation, Chinese enterprises have lost, caused huge losses to enterprises, and indirectly affected the development of China's international trade.No matter enterprise or government, should raise awareness to this, deal with 337 investigation actively.At present, the most urgent problem that enterprises need to solve is to find a reasonable method and strategy to deal with 337 investigation.However, many researches on Section 337 mainly focus on the analysis of Section 337 or the method of dealing with it in the procedural aspect, and do not provide direct and effective suggestions for enterprises to deal with the investigation of Section 337 as a whole.Therefore, this paper focuses on the overall analysis of 337 survey response methods, and provides preliminary suggestions for enterprises to successfully respond to 337 investigation.If we want to successfully deal with 337 investigation, we should not only understand the characteristics of 337 investigation, but also understand the laws and regulations on which 337 investigation is based and the problems we should pay attention to in practice.Based on the characteristics of high speed and high efficiency and meticulous evidence collection, this paper puts forward that the response 337 investigation should grasp the principle of fast and efficient, actively and fully mobilize the human and material resources, and on the basis of calm response to the other party's investigation,Make an inquiry request to the other party.This is not only conducive to the enterprise to grasp the initiative, but also to the other side of the pressure, to improve the possibility of litigation.Since the complete 337 investigation includes not only the investigation procedure, but also how to judge the existence of intellectual property infringement by the relevant intellectual property laws and regulations of the United States, this paper proposes to deal with 337 investigation from two aspects of procedural law and substantive law.In procedural law, attention should be paid to complying with the rules of investigation, making the procedure legal, and using the relevant procedural rules to protect one's litigation rights; while in the aspect of substantive law,The question to be noted is how to judge patent infringement in American law and how to defend it.If we want to avoid the passive response before the 337 investigation is launched, we also need to understand the strategies and methods beyond the 337 investigation itself, that is, patent application strategy and patent license strategy.By obtaining patent rights in the United States through these strategies, 337 investigations can be effectively avoided.Therefore, this paper discusses the countermeasures from three aspects: the problems that should be paid attention to in the investigation of 337 and the use of patent strategy to avoid being brought up with the investigation of 337.In the survey of 337, the author briefly introduces the applicable conditions, the law, the procedure and the relief measures of the investigation.In the second part, this paper expounds how to deal with the problem after the enterprise is initiated 337 investigation from two aspects: procedural response and entity response, and summarizes the individual matters that should be paid attention to in the investigation.In the last part, under the tactical guidance of "soldier and horse not moving, patent first", this paper expounds how to obtain relevant patent through patent application or patent authorization, in order to avoid infringement and thus play the role of preventing 337 investigation.Through the discussion of three parts, the enterprise has a preliminary idea on how to deal with 337 investigation, and then guides the enterprise to deal with 337 investigation.
【学位授予单位】：西南政法大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D971.2;DD913

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