股东代表诉讼中的适格当事人研究

发布时间：2018-02-01 09:38

本文关键词： 股东代表诉讼当事人当事人适格　出处：《西南政法大学》2011年硕士论文　论文类型：学位论文

【摘要】：股东代表诉讼制度是保护中小股东利益的一种重要手段,现在绝大多数国家和地区的公司立法均采纳该制度。我国新《公司法》第152条首次在公司诉讼领域确立了股东代表诉讼制度,以往的研究多是对股东代表诉讼制度整体框架的构建及相关制度的简单介绍,但在司法实践中,哪些股东有权提起股东代表诉讼、哪些主体可以成为股东代表诉讼的适格被告,以及公司和其他股东在诉讼中的地位如何确定等问题则更亟待解决。鉴于此,本文欲抛砖引玉,具体阐述股东代表诉讼当事人适格问题,以期对我国股东代表诉讼制度之完善有所裨益。本文除引言和结语外,共分为五个部分,其主要内容如下: 第一部分:概述在该部分中,笔者对当事人适格、股东代表诉讼的概念以及相关理论进行了较为简略的介绍,以期对股东代表诉讼当事人适格问题形成初步印象,为后面各部分具体阐述做好铺垫。第二部分:股东代表诉讼中当事人适格理论之探索该部分主要介绍了关于股东代表诉讼中当事人适格的问题比较有代表性的几种观点,即诉讼担当理论、诉讼上的监护人理论以及广义当事人理论,通过对上述理论学说的分析,奠定研究股东代表诉讼当事人适格的理论基础。第三部分:域外股东代表诉讼中当事人适格的立法考察第三部分:以各国、各地区的立法、司法解释等为论述对象,集中介绍了域外各国和地区对于股东代表诉讼当事人适格的相关立法规定。为了研究的方便以及形式上的清晰化,笔者又分了四个小部分进行具体的对比分析,为我国股东代表诉讼制度中当事人问题的构建,提供了参考及借鉴的源泉。第四部分:我国股东代表诉讼中当事人适格之立法及司法实践该部分对我国立法及司法实践中关于股东代表诉讼的当事人问题进行了较为全面的阐述,一方面,力争做到全面深刻的了解我国股东代表诉讼的当事人问题的现状;另一方面旨在为本文的最后一部分(即我国股东代表诉讼中适格当事人的入典思考)作一伏笔,使本文最后一部分的论述更具针对性和现实可操作性、更有说服力。第五部分:我国股东代表诉讼中适格当事人的入典思考本部分是本文的重点也是本文的难点所在,笔者试图在上述各部分的基础上,对我国股东代表诉讼中适格当事人的立法予以反思,并提出自己的一隅之见,希望能对我国的立法及实践贡献绵薄之力。
[Abstract]:Shareholder representative litigation system is an important means to protect the interests of minority shareholders. At present, most countries and regions adopt this system in their company legislation. Article 152 of the New Company Law establishes the shareholder representative litigation system in the field of company litigation for the first time. Previous studies are mostly about the construction of the whole framework of shareholder representative litigation system and the brief introduction of related system, but in judicial practice, which shareholders have the right to bring shareholder representative litigation. Which subject can be the appropriate defendant of shareholder's representative litigation, and how to determine the position of the company and other shareholders in the lawsuit is more urgent to be solved. This paper expounds the qualification of shareholder representative litigant in order to benefit the perfection of shareholder representative litigation system in our country. In addition to the introduction and conclusion, this paper is divided into five parts, the main contents are as follows: Part I: Overview In this part, the author gives a brief introduction to the concept of party suitability, shareholder representative litigation and related theories, with a view to forming a preliminary impression of the party concerned in shareholder representative litigation. For the following parts of the specific elaboration to do a good job. The second part: the Exploration of the Theory of parties' suitability in shareholder Representative Litigation This part mainly introduces several representative views on the problem of the parties' suitability in the shareholder representative litigation, that is, the theory of litigation responsibility, the theory of guardian in litigation and the theory of generalized parties. Through the analysis of the above theories, the theoretical basis of studying the suitability of shareholder representative litigant is established. Part three: legislative investigation of the parties' suitability in the Extraterritorial shareholder Representative Litigation The third part: take the legislation of various countries and regions, judicial interpretation and so on as the object of discussion. Focus on the introduction of foreign countries and regions for shareholder representatives litigants relevant legislative provisions. For the convenience of the study and the clarity of the form, the author divided four small parts for specific comparative analysis. It provides reference and reference source for the construction of the litigant problem in the shareholder representative litigation system in our country. Part 4th: legislation and Judicial practice of the parties' suitability in shareholder Representative Litigation in China This part of our legislation and judicial practice on the shareholder representative litigation of the parties to a more comprehensive elaboration, on the one hand. Strive to achieve a comprehensive and profound understanding of the status of shareholder representative litigation of the parties; On the other hand, the purpose of the last part of this article (that is, in the case of shareholders' representative litigation in China) to make a foreshadowing, so that the last part of this article more targeted and practical maneuverability. More persuasive. Part 5th: reflections on the appropriate parties in the shareholder Representative Litigation in China This part is the focal point of this article is also the difficulty of this article, the author tries to reflect on the legislation of the appropriate party in the shareholder representative litigation on the basis of the above parts, and put forward his own views. I hope to make a small contribution to the legislation and practice of our country.
【学位授予单位】：西南政法大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D922.291.91

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