股东提案权制度问题研究

发布时间：2018-04-17 08:31

本文选题：股东提案权 + 提案审查制度　；参考：《湖南大学》2011年硕士论文

【摘要】：股东提案权指具备一定资格的公司股东向股东大会提出符合要求的提案的权利,是股东参与公司治理的重要途径之一。在公司所有权和经营权分离的治理模式下,股东提案权能促使股东积极主动地关注公司的事务,通过信息交流监督管理层作为代理人的忠实和勤勉义务。同时股东提案权本身也是对公司“资本多数决”这一原则的修正,更好地补救因股权平等原则所引起的股东之间力量的失衡状态,努力维护股东实质意义上的平等,防止个人利益对公司整体利益的损害,间接地实现保护中小股东权益之目的。我国《公司法》正式确立了股东提案权制度,并在一定程度上彰显了其功能,推动了公司社会责任的落实。但由于我国股东提案制度权刚刚引入,除了该制度理论的薄弱、立法上的原则性和模糊性外,股东及公司如何在实务中运作,仍然存在诸多亟待解决的问题。股东提案权制度的完善与否不仅直接关系到股东自由意志能否表达,权益能否得到保护,而且影响着股东力量强化对公司运作的监督机制能否真正建立。唯有良好的公司治理制度和完善的市场监督机制,才能确保我国市场的良性循环,促进我国经济的蓬勃发展。因此,股东提案权制度的研究对于公司治理具有重要的理论和现实意义。股东提案权主体资格、行使内容和程序在立法上的清晰界定是其良性运行的基础,股东提案权审查是股东权利保障的关键性环节。参酌国外立法和实践经验,立足股东提案权的立法旨意,我国股东提案权制度应坚持权利保障和防止权利滥用的理念,构建合理完善的提案审查制度,对股东提案的范围、审查的主体及说明义务予以明确的规定。此外,针对股东提案权侵害的不同情况,适时地采取有效的权利救济方式。
[Abstract]:The right of shareholders to propose proposals to the shareholders' general meeting is one of the important ways for shareholders to participate in corporate governance.Under the governance mode of separation of ownership and management, the shareholder's power of proposal urges shareholders to pay attention to the affairs of the company actively and supervise the loyalty and diligence of the management as the agent through the exchange of information.At the same time, the shareholder's right of proposal itself is a revision of the principle of "capital majority decision", which can better remedy the imbalance of power between shareholders caused by the principle of equity equality, and strive to safeguard the equality of shareholders in essence.The purpose of protecting minority shareholders' rights and interests indirectly is to prevent personal interests from harming the overall interests of the company.The Company Law of our country has formally established the system of shareholder's right to propose, and to a certain extent has demonstrated its function, which has promoted the implementation of corporate social responsibility.However, due to the recent introduction of the system right of shareholders' proposal in our country, besides the weakness of the system theory, the principle and fuzziness of legislation, there are still many problems to be solved urgently for shareholders and companies to operate in practice.Whether the system of shareholders' right to propose is perfect or not is not only directly related to whether the free will of shareholders can be expressed and whether their rights and interests can be protected, but also affects whether or not the supervision mechanism of shareholders' power to strengthen the operation of the company can be established or not.Only good corporate governance system and perfect market supervision mechanism can ensure the virtuous circle of our market and promote the vigorous development of our economy.Therefore, the research of shareholder's right of proposal has important theoretical and practical significance for corporate governance.The clear definition of the qualification, the content and the procedure of the shareholder's proposal right is the basis of its benign operation, and the examination of the shareholder's proposal right is the key link of the shareholder's right protection.With reference to foreign legislative and practical experience, and based on the legislative will of shareholder's proposal right, the system of shareholder's proposal right in our country should adhere to the idea of protecting rights and preventing abuse of rights, construct a reasonable and perfect system for examining proposals, and set up the scope of shareholder's proposal.The subject of the review and the obligation of explanation shall be clearly stipulated.In addition, according to the different situation of shareholder's proposal right infringement, timely take effective right relief way.
【学位授予单位】：湖南大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D922.291.91

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