中小企业社会责任法律制度研究

发布时间：2018-05-04 01:26

本文选题：中小企业 + 企业社会责任　；参考：《西南政法大学》2011年硕士论文

【摘要】：自上世纪20年代以来,企业社会责任运动伴随经济全球化于发达国家不断兴起,国外学界对此进行了持续而广泛的研究。鉴于该运动所形成和发展的背景是企业的日益巨型化所引发的不断严重的社会问题,所以,国内外学界的相关研究也主要是针对大企业以及大企业所引发的社会问题日趋严重而提出的,所提供的对策也基本上是针对大企业的要求,很少涉及中小企业的社会责任问题。在经济全球化的当今时代,中小企业对社会经济发展所起到的作用也日益明显,其所引发的社会问题(尤其是负面问题)已不容忽视。在倡导经济健康、可持续发展的今天,不论是为了社会公益,还是为了自身的生存发展,中小企业都应适时适度地承担相应的社会责任。中小企业履行社会责任离不开健全的法制规范。虽然我国《公司法》、《合伙企业法》、《产品质量法》、《消费者权益保护法》、《劳动法》、《劳动合同法》、《环境保护法》等法律直接或间接地涉及到包括中小企业在内的企业社会责任,其中《合伙企业法》、《公司法》更是明确规定企业(公司)应承担社会责任,但是,这些立法规定或者过于原则,或者未以企业社会责任理念来统筹设计从而显得零散,或者因监督机制缺乏而实施乏力。由此可见,我国中小企业社会责任法制建设还极为薄弱。鉴此,本文采用比较研究与实证分析等方法,拟对中小企业社会责任法律问题作深入探讨。除引言和结语外,全文共分为6个部分。第一部分是对中小企业社会责任的一般诠释。本部分在考察和分析学术界关于企业社会责任的定义的基础上,对企业社会责任作出笔者的界定,即:企业社会责任是指企业在谋求股东利润最大化之外所负有的维护和增进社会利益的义务,具体为对所有非股东利益相关者所负有的维护和增进其利益的义务。同时,本部分立足调研资料所反映的实际,对“中小企业社会责任”的内涵及范围作出界定。第二部分涉及的是中小企业承担社会责任的状况问题。首先对中小企业社会责任缺失的表现进行总结,如漠视员工权益、忽视环境保护、产品服务质量不高、缺乏慈善责任意识等,进而分别从理论与实践层面,以法学的视角,深入分析中小企业社会责任角色缺失的深层次原因。第三部分是对中小企业承担社会责任的正当性及可行性进行分析。明确了中小企业承担社会责任的正当性在于:首先,中小企业作为企业,是多方利益相关者相互作用的综合体,非股东利益相关者并不像传统理论所假定的那样脱离了所谓的企业风险,其次,中小企业提供的产品和服务具有贴近人们日常生活的特点,对整个社会的稳定起着关键性的作用,因此,中小企业应当承担社会责任。同时,中小企业承担社会责任将有助于企业的生存发展,有助于企业走出国门,有助于市场经济健康发展,并因此促进中小企业自身的发展。第四部分是对我国中小企业社会责任相关立法的梳理与评价。我国现行《公司法》、《合伙企业法》、《产品质量法》、《消费者权益保护法》、《劳动法》、《劳动合同法》、《环境保护法》等法律法规对企业社会责任作了某些规定,但这些规定或过于原则、缺乏可操作性,或立法效力缺乏普遍适用性,总之,目前我国关于企业社会责任的立法缺乏统一的理念,而专门针对中小企业社会责任的立法仍属空白。第五部分是对构建我国中小企业社会责任法律制度的建议。本部分首先介绍美欧企业社会责任法运动的相关知识,从而总结出其对我国企业社会责任法运动的启示。之后提出我国中小企业社会责任法律制度构建的基本思路,即,首先要解决包括中小企业在内的企业社会责任的一般的立法体例问题;其次要以企业社会责任为导向调适中小企业治理结构;再次要建立并完善中小企业社会责任的激励机制。第六部分,建立完善中小企业社会责任的外部监督机制。鉴于中小企业相较大企业而言社会责任意识更加淡漠,而调适企业治理结构,建立其社会责任的内部监督机制对中小企业来说难度较大,故而欲落实中小企业社会责任,除应通过宣传、教育等方式强化中小企业的社会责任感外,更应注重中小企业社会责任法律制度的实施,而其关键又在于中小企业社会责任监督体系的建立与完善。为此,本文将对中小企业践行社会责任的监督主体、保障途径等问题展开研究。
[Abstract]:Since the 20s of last century, the movement of corporate social responsibility (CSR), with economic globalization in developed countries, has been continuously and extensively studied by foreign academics. In view of the background of the formation and development of the movement, the serious social problems caused by the increasing giant of the enterprise, therefore, the relevant research at home and abroad It is also put forward mainly for the serious social problems caused by large enterprises and large enterprises. The countermeasures are also basically aimed at the requirements of large enterprises and seldom involve the social responsibility of small and medium-sized enterprises. In the present era of economic globalization, the role of small and medium enterprises in social economic development is increasingly obvious, The social problems (especially the negative problems) caused can not be ignored. In advocating economic health and sustainable development, small and medium enterprises should take appropriate social responsibility in time, whether for social public welfare or for their own survival and development.
The implementation of social responsibility for small and medium-sized enterprises is inseparable from the sound legal norms. Although the law of the company, the partnership enterprise law, the product quality law, the consumer protection law, the labor law, the labor contract law, and the environmental protection law directly or indirectly involve the corporate social responsibility including small and medium enterprises, including the partnership law. >, < Company Law > is more clear that the enterprise (company) should bear social responsibility, but these legislative provisions or too principles, or not with the concept of corporate social responsibility as a whole, appear scattered, or lack of supervision because of the lack of supervision mechanism. Thus, the construction of social responsibility legal system in China's small and medium-sized enterprises is very weak. In this paper, comparative study and empirical analysis are used to explore the legal issues of SMEs' social responsibility.
In addition to the introduction and conclusion, the full text is divided into 6 parts.
The first part is the general interpretation of the social responsibility of small and medium-sized enterprises. On the basis of the investigation and analysis of the definition of the social responsibility of the enterprise, the author defines the social responsibility of the enterprise, that is, the corporate social responsibility refers to the meaning of maintaining and enhancing the social interests of the enterprise in the pursuit of the maximization of the maximization of the profit of the shareholders. At the same time, this part defines the connotation and scope of "the social responsibility of small and medium enterprises" based on the facts reflected in the survey data.
The second part involves the situation of social responsibility for small and medium-sized enterprises. First, it summarizes the performance of the lack of social responsibility for small and medium-sized enterprises, such as ignoring the rights and interests of the employees, ignoring the environmental protection, the quality of the product service is not high, the lack of the consciousness of charitable responsibility and so on, and then from the theoretical and practical level, and in the perspective of law, it analyzes the middle and small size in depth. The deep reasons for the lack of role of corporate social responsibility.
The third part is to analyze the legitimacy and feasibility of the small and medium-sized enterprises to undertake social responsibility. It is clear that the legitimacy of the small and medium-sized enterprises to bear social responsibility lies in the following: first, small and medium-sized enterprises, as enterprises, are the complex of multi stakeholder interaction, and the non shareholder stakeholders are not as divorced from the traditional theory as assumed. Secondly, the products and services provided by small and medium enterprises have the characteristics that close to people's daily life, and play a key role in the stability of the whole society. Therefore, small and medium-sized enterprises should bear social responsibility. At the same time, the social responsibility of small and medium-sized enterprises will help the survival and development of enterprises and help enterprises to go out of the country. Contribute to the healthy development of the market economy, and therefore promote the development of SMEs themselves.
The fourth part is the combing and evaluation of the relevant legislation on social responsibility of small and medium enterprises in China. The current laws and regulations, such as the company law, the partnership enterprise law, the product quality law, the consumer protection law, the labor law, the labor contract law, the environmental protection law, etc., have made some provisions on the corporate social responsibility, but these regulations or too principles, The lack of operability, or the lack of universal applicability of the legislative effect, in short, the current legislation on corporate social responsibility in our country lacks a unified concept, and the legislation specifically aimed at the social responsibility of small and medium-sized enterprises is still a blank.
The fifth part is the proposal to build the legal system of social responsibility of small and medium enterprises in our country. This part first introduces the related knowledge of the movement of corporate social responsibility law in the United States and Europe, and summarizes its enlightenment to the social responsibility law movement of China's enterprises. After that, the basic ideas of the construction of the legal system of social responsibility for small and medium-sized enterprises in China are put forward, that is, first of all, To solve the general legislative problem of corporate social responsibility, including small and medium enterprises, the second is to adjust the governance structure of small and medium-sized enterprises with the guidance of corporate social responsibility, and to establish and improve the incentive mechanism for the social responsibility of small and medium-sized enterprises.
The sixth part, establishing and perfecting the external supervision mechanism of the social responsibility of small and medium-sized enterprises. In view of the small and medium enterprises' social responsibility consciousness is more indifferent, and the adjustment of the corporate governance structure and the establishment of the internal supervision mechanism of its social responsibility is difficult for the small and medium enterprises, so it is necessary to carry out the social responsibility of small and medium-sized enterprises. Publicity, education and other ways to strengthen the sense of social responsibility of small and medium enterprises should pay more attention to the implementation of the legal system of social responsibility for small and medium-sized enterprises, and the key is to establish and improve the supervision system of the social responsibility of small and medium-sized enterprises. This paper will study the subject of the supervision of the social responsibility of small and medium enterprises and the ways of ensuring the social responsibility.

【学位授予单位】：西南政法大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D920.4;F270

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