论我国有限责任公司股权转让制度的完善

发布时间：2018-05-05 15:18

本文选题：股权转让 + 优先购买权　；参考：《华中科技大学》2011年硕士论文

【摘要】：有限责任公司规模较小、股东人数较少、法定注册资本较低的特点,受到了广大投资者的青睐,在全球各地公司中,有限责任公司所占的比例超过了股份有限公司,已经成为现代经济中不可或缺的一部分。有限责任公司的人合性和资合性的双重属性,决定了在保障股权转让自由的同时,也要对其作出一定的限制。因而,在公司理论和实务中必须面对和解决这样的问题:如何协调好股权转让的自由与限制之间的关系?本文从如何协调出让股东和其他股东或公司之间的利益出发,重点探讨《公司法》第72条的规定。在借鉴世界各国或地区立法基础上,提出一些笔者对有限责任公司股权转让法律问题的立法建议。主要内容分为五章: 第一章主要内容是对股权性质各种学说的论述及评析,并阐述了独立民事权利观点的合理性。同时从有限责任公司的人合性和资合性双重属性的角度出发,论述了股权转让需要自由与限制上的平衡。第二章主要介绍了世界各国或地区股权转让立法实践。第三章分析了我国有限责任公司股权转让制度。首先阐述了股权内部转让限制问题,认为股权内部转让可以借鉴股权外部转让的规定,在公司法中可以制定一些倡导性的限制规则。其次,介绍了股权外部转让中同意权和优先购买权制度。再次详细论述了公司章程对股权转让限制效力的认定,只要公司章程不禁止股权转让,股权转让限制的规定是有效的。第四章总结我国有限责任公司股权转让制度的缺陷。第五章通过上文对我国有限责任公司股权转让制度的分析和缺陷的总结,并在借鉴各国或地区立法实践的基础上,提出一些完善我国有限责任公司股权转让制度的立法建议。
[Abstract]:The small scale of limited liability companies, the small number of shareholders and the low legal registered capital are favored by the vast number of investors. In companies all over the world, the proportion of limited liability companies exceeds that of joint stock limited companies. It has become an integral part of the modern economy. The dual attributes of joint ownership and capital combination of limited liability companies determine that while protecting the freedom of equity transfer, it should also be restricted to some extent. Therefore, in the company theory and practice, we must face and solve such problems: how to coordinate the relationship between the freedom and restriction of equity transfer? Based on how to coordinate the interests between transferor shareholders and other shareholders or companies, this paper focuses on the provisions of Article 72 of Company Law. On the basis of drawing lessons from the legislation of countries or regions in the world, the author puts forward some legislative suggestions on the legal issues of equity transfer of limited liability companies. The main content is divided into five chapters: The first chapter mainly discusses and comments on various theories of equity nature, and expounds the rationality of independent civil rights viewpoint. At the same time, from the point of view of the dual attributes of the ownership and the capital of the limited liability company, this paper discusses the balance between the freedom and the restriction of the transfer of the stock right. The second chapter mainly introduces the legislative practice of equity transfer in various countries or regions of the world. The third chapter analyzes the stock transfer system of limited liability company in China. Firstly, this paper expounds the restriction of the internal transfer of equity, and holds that the internal transfer of equity can draw lessons from the provisions of the external transfer of equity, and that some rules of limitation can be formulated in the company law. Secondly, it introduces the system of consent right and preemptive right in external equity transfer. This paper discusses in detail the determination of the limitation effect of the company's articles of association on the transfer of shares, so long as the articles of association do not prohibit the transfer of the shares, the provisions of the restrictions on the transfer of shares are effective. The fourth chapter summarizes the defects of the stock transfer system of limited liability company in our country. The fifth chapter analyzes and summarizes the limitation of the stock transfer system of limited liability company in our country above, and puts forward some legislative suggestions to perfect the stock right transfer system of limited liability company in our country on the basis of drawing lessons from the legislative practice of various countries or regions.
【学位授予单位】：华中科技大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D922.291.91

【参考文献】