论我国上市公司股东知情权

发布时间：2018-06-18 03:01

本文选题：上市公司 + 股东知情权　；参考：《中国石油大学》2011年硕士论文

【摘要】：现代公司治理结构中,多数股东并不直接参与公司的经营管理,其对公司经营信息的掌握处于事实上的弱势地位,其合法权益很可能会受到公司管理层的侵蚀。基于此,股东知情权是股东权利体系中的基础性权利,如果法律上没有对这一权利予以专门保护或保护不完善,股东投资热情必然受损,甚至可能导致整个公司治理结构的无效,动摇公司制度的基础,进而影响社会经济的进步和发展。因此,建立完善的股东知情权制度不仅对股东权益保护意义重大,也关系到整个社会经济的健康发展。本文从股东知情权的一些基本问题入手,就其概念、性质、内容及理论基础作了较为详细的阐述,接着介绍了世界部分国家和地区上市公司立法中有关股东知情权制度的规定,进而以比较的方法对股东知情权的法律规定作了分析,在此基础上,针对我国公司法以及证券法中股东知情权制度的现状及存在的不足,结合我国的国情,从实体和程序两个方面入手解决股东知情权制度存在的不足,以期完善我国上市公司股东知情权制度。
[Abstract]:In the modern corporate governance structure, most shareholders do not directly participate in the management of the company, its grasp of the company management information is in a de facto weak position, its legitimate rights and interests may be eroded by the management of the company. Based on this, the shareholder's right to know is the basic right in the system of shareholders' rights. If the law does not protect this right specially or is not perfect, the investment enthusiasm of shareholders will inevitably be damaged. It may even lead to the invalidation of the whole corporate governance structure, shake the foundation of the company system, and then affect the progress and development of social economy. Therefore, the establishment of a perfect system of shareholders' right to know is not only of great significance to the protection of shareholders' rights and interests, but also related to the healthy development of the whole society and economy. This paper begins with some basic problems of shareholders' right to know, expounds its concept, nature, content and theoretical basis in detail, and then introduces the provisions of the system of shareholders' right to know in the legislation of listed companies in some countries and regions of the world. On the basis of the analysis of the legal provisions of shareholders' right to know, and in view of the current situation and shortcomings of the system of shareholders' right to know in our company law and securities law, and combining with the national conditions of our country, this paper makes an analysis of the legal provisions of shareholders' right to know by means of comparative methods. In order to perfect the system of shareholder's right to know of listed company in our country, we can solve the deficiency of shareholder's right to know from two aspects of entity and procedure.
【学位授予单位】：中国石油大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D922.291.91

【引证文献】