有限公司异议股东股份回购请求权的适用

发布时间：2018-07-06 12:20

本文选题：异议股东 + 股份回购请求权　；参考：《南京大学》2011年硕士论文

【摘要】：异议股东股份回购请求权是指,因反对公司的某些重大行为,股东享有的要求公司以公平价格购买其所持股份从而退出公司的法定权利。该机制对于维护少数股东的正当利益和保障公司重大行为的顺利推进都具有重要意义。作为2005年修订的《公司法》新增设的股东权利,异议股东股份回购请求权制度的设立,基于平衡公司各方利益、保护中小股东权益的一种制度设计,是对股份回购禁止的一种例外允许。异议股东股份回购请求权克服了资本多数决的弊端,保护少数股东的利益。但是,我国异议股东股份回购请求权适用情形存在适用范围过窄以及实务中难以操作等问题。本文从异议股东股份回购请求权基本理论入手,通过对异议股东股份回购请求权的概念、设定原理等盘点,在重点分析该权利适用情形立法模式以及原因基础上,对我国异议股东股份回购请求权的立法模式作出分析。然后,本文结合案例,检讨我国公司法的相关规定,并进一步对我国异议股东请求权适用情形应然规定作出讨论,以期对立法有所启发。全文共五个部分,具体的理论架构如下：第一个部分是问题的提出,通过两个异议股东股份回购请求权适用情形的案例的分析,本文以为有必要对异议股东回购请求权适用情形的行使标准作出界定,而此标准讨论必须回归到立法模式和我国公司法相关规定层面上来。第二部分是关于异议股东股份回购请求权的基本理论,在此部分,本文重点是引入此概念并对该权利的设定原理作出详细的介绍与分析,为后文立法模式与立法规定的展开讨论奠定理论基础。第三部分是介绍异议股东股份回购请求权适用情形之立法模式,主要是介绍两种宽泛主义和狭窄主义的立法模式,然后分析立法模式产生的原因。然后从三个角度进一步探讨我国异议股东股份回购请求权适用情形的立法模式,最终得出确定异议股东股份回购请求权适用情形的标准. 第四部分是我国异议股东股份回购请求权可能之适用情形。主要从三个方面来展开。一是公司分红问题,重点介绍该条款存在的问题以及学者对此修改意见,然后进一步提出完善的建议。二是公司章程的修改问题。重点从法条角度来解析我国公司法该条款的规定,并进一步指出公司章程修改其他重大问题能否作为该权利适用情形。同时,此处结合案例,特别讨论公司章程修改之限制股权转让的效力以及作为异议股东股份回购请求权适用情形的可行性。三是当事人约定设定异议股东股份回购请求权等其他情形。最后一个部分是结论,从整体的角度收拢全文。
[Abstract]:The right of claim for share repurchase of dissenting shareholders refers to the legal right of shareholders to buy their shares at fair price and withdraw from the company because of their opposition to some major acts of the company. This mechanism is of great significance for safeguarding the legitimate interests of minority shareholders and ensuring the smooth advancement of the company's major actions. As a newly added shareholder's right in the Company Law revised in 2005, the establishment of the system of claim for share repurchase of dissenting shareholders is based on the design of a system to balance the interests of all parties in the company and to protect the rights and interests of minority shareholders. It is an exception to the prohibition of share repurchase. The dissenting shareholder's right of share repurchase overcomes the drawback of capital majority decision and protects the interests of minority shareholders. However, there are some problems in the application of the right to share repurchase of dissenting shareholders in China, such as the narrow scope of application and the difficulty of operation in practice. This article starts with the basic theory of the claim right of dissenting shareholders' share repurchase, through the analysis of the concept, the principle of setting up and so on, on the basis of analyzing the legislative mode and the reasons of the application of the right. This paper analyzes the legislative model of the right to repurchase shares of dissenting shareholders in China. Then, combining with the case, this paper reviews the relevant provisions of our company law, and further discusses the applicable situation of the dissenting shareholders' right of claim, in order to enlighten the legislation. The paper is composed of five parts. The specific theoretical framework is as follows: the first part is the analysis of the case of the application of the two dissenting shareholders' right of share repurchase. This paper argues that it is necessary to define the standard for the application of the repurchase right of dissenting shareholders, and this standard discussion must be returned to the legislative model and the relevant provisions of our company law. The second part is about the basic theory of the claim right of dissenting shareholders' share repurchase. In this part, this article focuses on introducing this concept and making a detailed introduction and analysis of the principle of the right. It lays a theoretical foundation for the discussion of the legislative model and the legislative provisions. The third part is to introduce the legislative model of the application of dissenting shareholders' right to repurchase shares, mainly to introduce two kinds of broad and narrow legislative models, and then analyze the causes of the legislative model. Then it discusses the legislative model of the application of the right to share repurchase of dissenting shareholders in China from three angles, and finally comes to the standard of determining the application of the right to claim for share repurchase of dissenting shareholders. The fourth part is the possible application of the right of share repurchase of dissenting shareholders in China. Mainly from three aspects to start. The first is the issue of company dividend, focusing on the existing problems of this clause and the scholars' opinions on the amendment, and then put forward further suggestions. Second, the amendment of the articles of association. The article mainly analyzes the provisions of this article from the point of view of articles of law, and further points out whether the modification of articles of association can be regarded as the application of this right. At the same time, this paper discusses the validity of the modification of the articles of association of the company and the feasibility of the application of the right of share repurchase as a dissenting shareholder. Third, the parties agreed to set objection shareholders share repurchase claim and other circumstances. The last part is the conclusion, from the overall point of view around the full text.
【学位授予单位】：南京大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D922.291.91

【引证文献】