我国有限责任公司中隐名出资人法律地位的研究

发布时间：2018-07-06 15:39

本文选题：隐名出资 + 股东资格　；参考：《上海师范大学》2016年硕士论文

【摘要】：近年来,有限责任公司中因隐名出资而引发的纠纷不断增加,使得隐名出资现象成为人们关注的焦点,尤其是隐名出资中股东资格的确认和隐名出资中的各种法律关系等问题也在理论界和实务界引起了广泛的讨论。尽管我国颁布的《公司法司法解释(三)》中对隐名出资现象予以了肯定,并提供了一定的引导作用,但由于法条规范的过于片面且法条间存在相互矛盾之处,使得司法实践中涌现大量的“同案不同判,同判不同理”的现象。因此,有必要对隐名出资现象予以分析,从而理清隐名出资中的基础性问题。隐名出资中因涉及多方利益导致其在解决纠纷时难以做出抉择,尤其是股东资格的确认和各方间的法律关系经常成为纠纷中争论的焦点。为了解决这些前提性问题,本文试图通过引入英美法系的代理制度,尤其是隐名代理和被代理人身份不公开的代理来解决隐名出资中的各种法律关系,并且在分析确认股东资格的各类学说的基础之上,提出确认股东资格的新标准,以其对实务界提供一定的理论借鉴。除引言和结论外,本文共分为五章,主要内容如下:第一章是文章的绪论部分,主要介绍了隐名出资的研究背景及意义、文献综述、研究思路、研究方法及创新之处。在第二章对隐名出资的基本理论进行阐述,对隐名出资的概念、特征、成因进行分析,为下文确认股东资格的标准和各方间法律关系的界定做好铺垫。第三章是从立法层面、理论学说入手,分析其中的利弊和不足,笔者认为应当提出一个抽象的、统一的标准来确定隐名出资中的股东资格问题。第四章是在分别分析出资行为、股东名册、工商登记和出资证明书对股东资格确认的影响后,认为四个条件都不是隐名出资中股东资格确认的必要条件。通过对隐名出资行为的分析,提出两项确定隐名出资中股东资格确认的标准,即行为人有成为公司股东的意思表示和该意思表示得到公司其他股东的认可。第五章是确认隐名出资协议是一种委托代理合同,并在分析英美法系与大陆法系中代理制度的情况后,将代理制度引入隐名出资中,从而确定不同情况下,隐名出资人与名义股东间存在不同类型的代理合同,并使得其产生不同的权利义务。
[Abstract]:In recent years, the disputes caused by anonymous capital contribution in limited liability companies have been increasing, which makes the phenomenon of anonymous capital contribution become the focus of attention. In particular, the confirmation of shareholders' qualification in anonymous capital contribution and various legal relations in anonymous capital contribution have also aroused extensive discussion in theoretical and practical circles. Although the phenomenon of anonymous capital contribution has been affirmed in the interpretation of Company Law (3) promulgated by our country, and it has provided some guiding functions, however, due to the one-sided nature of the rules of the law and the contradiction between the provisions of the law, In judicial practice, there are a large number of phenomena of "different judgments and different reasoning of the same cases". Therefore, it is necessary to analyze the phenomenon of anonymous capital contribution, so as to clear up the basic problems in anonymous capital contribution. It is difficult to make a choice in resolving disputes due to the multiple interests involved in anonymous capital contribution, especially the recognition of shareholders' qualification and the legal relationship between the parties are often the focus of controversy in the dispute. In order to solve these prelude problems, this paper attempts to solve the various legal relations in anonymous capital contribution by introducing the agency system of common law system, especially the anonymous agent and the agent whose identity is not disclosed. On the basis of analyzing all kinds of theories of confirming shareholder's qualification, this paper puts forward a new standard of confirming shareholder's qualification, which can provide some theoretical reference for the practical circle. In addition to the introduction and conclusion, this paper is divided into five chapters, the main contents are as follows: the first chapter is the introduction of the article, mainly introduces the research background and significance of anonymous capital contribution, literature review, research ideas, research methods and innovations. In the second chapter, the author expounds the basic theory of anonymous capital contribution, analyzes the concept, characteristics and causes of anonymous capital contribution, and lays the groundwork for the criteria of confirming the qualification of shareholders and the definition of legal relationship between the parties below. The third chapter is from the legislative level, theoretical theory, analysis of the advantages and disadvantages of which, the author believes that we should put forward an abstract, unified standards to determine the shareholder qualification in anonymous capital contribution. The fourth chapter analyzes the influence of investment behavior, stockholder register, business registration and capital contribution certificate on the qualification confirmation of shareholders, and concludes that the four conditions are not the necessary conditions of shareholder qualification confirmation in anonymous capital contribution. Through the analysis of anonymous capital contribution, two criteria are put forward to confirm the qualification of shareholders in anonymous capital contribution, that is, the actor has the intention to become the shareholder of the company and the intention expression has been approved by the other shareholders of the company. The fifth chapter is to confirm that the anonymous investment agreement is a kind of principal-agent contract, and after analyzing the agency system in the Anglo-American law system and the continental law system, the agency system is introduced into the anonymous capital contribution, so as to determine the different circumstances. There are different types of agency contracts between anonymous investors and nominal shareholders, which make them have different rights and obligations.
【学位授予单位】：上海师范大学
【学位级别】：硕士
【学位授予年份】：2016
【分类号】：D922.291.91

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