公司资本多数决原则的异化与规制

发布时间：2018-11-21 08:01

【摘要】：资本多数决原则是公司法的基本原则,是现代公司制度的重要特征。随着股东大会制度的逐渐发展,资本多数决原则也日趋成熟并最终得以确立。资本多数决原则的意义在于,对持有公司股份的股东根据他们持有股份的比例来确定公司的控制股东。当然,处于控制地位的股东,往往会追求自身利益的最大化,而无视公司其他股东的正常利益,他们通过表决权等优势控制或者支配公司,以求达到其利益的最大化目的。与此同时,中小股东的利益必然的受到损害。在中小股东的利益受到了无视和严重侵害的情况下,资本多数决原则必然的发生了异化。这样的异化的表现有很多,上市公司通过诸多的不正当手段滥用控制权进而损害中小股东的利益就是典型的表现。在此,我们首先着眼于资本多数决原则的理论渊源和历史发展的轨迹,力求探究资本多数决原则产生的历史原因和发展成长的规律。其次,将目光聚集在我国的公司制度立法上,思考我国制度上存在的问题和不足,通过对资本多数决原则的基本理解结合我国的基本情况,提出一些对我国完善这一原则制度的思考。再次,正因为我国公司立法在这样的方面以及对小股东利益的保护方面存在着缺陷,我们更可以在借鉴国外先进经验的前提下,结合我国的具体实际,来完善资本多数决制度以及思考如何保护小股东的合法权益。完善资本多数决制度,不仅是关注对小股东利益的保护,更是对正义和公平等法的价值的体现,也对我国的公司制度和调解各个股东阶层的利益有着重要的意义。
[Abstract]:The principle of capital majority decision is the basic principle of company law and the important characteristic of modern company system. With the gradual development of shareholder general meeting system, the principle of capital majority decision has matured and finally established. The purpose of the capital majority principle is to determine the controlling shareholders of the company based on the proportion of their shares held by shareholders. Of course, shareholders in a controlling position tend to pursue the maximization of their own interests, while ignoring the normal interests of other shareholders of the company, they control or dominate the company through advantages such as voting rights, in order to achieve the purpose of maximizing their interests. At the same time, the interests of minority shareholders are bound to be damaged. When the interests of minority shareholders are ignored and seriously infringed, the principle of capital majority decision inevitably dissimilates. There are many kinds of dissimilation, and it is typical for the listed company to abuse the control right through many improper means and harm the interests of the minority shareholders. Firstly, we focus on the theoretical origin and the track of historical development of the principle of capital majority decision, and try our best to explore the historical reasons and the law of development and growth of the principle of capital majority decision. Secondly, we should focus our attention on the legislation of our company system, think about the problems and shortcomings of our system, and combine the basic situation of our country with the basic understanding of the principle of capital majority decision. Put forward some thoughts on how to perfect this principle system in our country. Thirdly, because of the defects of our company legislation in this respect and the protection of minority shareholders' interests, we can learn from the advanced experience of foreign countries and combine the concrete reality of our country. To improve the capital majority system and consider how to protect the legitimate rights and interests of minority shareholders. Perfecting the capital majority decision system is not only concerned with the protection of minority shareholders' interests, but also reflects the value of law such as justice and equity. It is also of great significance to the company system and the mediation of the interests of the various shareholders in our country.
【学位授予单位】：吉林大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D922.291.91

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