提单仲裁条款效力若干问题研究

发布时间：2018-06-20 02:07

本文选题：提单 + 仲裁条款　；参考：《山东大学》2007年硕士论文

【摘要】： 提单是国际海上货物运输中的重要单证，在国际货物运输和国际贸易中起着重要作用。提单上的条款内容及其效力直接关系到提单各关系方享有的权利和承担的义务。作为海商法中的灰色区域，提单仲裁条款常常引起争议。提单仲裁条款包括班轮提单中的仲裁条款(简称提单中的仲裁条款)和并入提单的租船合同的仲裁条款(简称提单并入仲裁条款)。提单仲裁条款与一般仲裁条款相比，其涉及的多重法律关系使得它的有效性与效力问题具有特殊性。这些特殊性诚然是本篇论文奖深入分析的核心部分，但本文的内容不限于就该特殊性进行论述，而是在文章的最后由提单仲裁条款的特殊性延伸到一般仲裁条款甚至整个仲裁法学的一些基础的理论问题，其中也包括借用仲裁基本法理来探讨提单仲裁条款的细节问题。所以，在本文中可以发现有些地方在谈论一般的仲裁条款或仲裁法问题，但这并不代表偏离主题。本文的论证思路就是以提单仲裁条款有效性及效力问题这个小切口最终来探讨中国的仲裁立法的诸多问题，譬如仲裁协议的内容、临时仲裁、对仲裁庭管辖权的认定，从而希望能对我国的仲裁立法和提单仲裁条款的完善起到有益作用。本文的篇章结构和各章提要如下：引言部分介绍本文的研究目的即理论意义和现实意义、国内外研究现状、论文基本框架。文章的第一章是关于仲裁协议的概述，主要介绍了仲裁协议的概念、种类、内容、法律特征。本章是下文介绍提单仲裁条款问题的铺垫。文章的第二章分为四节，讲述提单中仲裁条款的效力问题，是本文论述的重点之一。第一节概述提单中仲裁条款的概念和特点；第二节阐述提单中仲裁条款有效成立的要件，包括形式要件和实质要件。关于提单中仲裁条款有效成立的形式要件，，从相关国际公约的规定，各国立法及司法实践对“书面形式”含义的拓展，我国的立法及司法实践三方面展开详细论述。关于提单中仲裁条款有效成立的实质要件，从当事人具有缔结仲裁协议的民事行为能力、当事人之间有提交仲裁的意思表示并且真实一致，商事仲裁协议的标的具有可仲裁性、商事仲裁协议的内容合法四个方面进行详细论述。第三节是关于仲裁条款有效性的确认，涉及有权确认仲裁协议有效性的机构和对提单中仲裁条款确认的准据法及法律适用。第四节论述了提单中仲裁条款效力的表现形式，包括对提单持有人的效力、对仲裁机构、对法院的效力。文章的第三章分为四节，讲述提单并入仲裁条款的效力问题，也是本文的论述重点。第一节介绍了提单并入条款的性质，其中着重阐述了提单并入条款的形式，说明了仲裁条款该如何有效的并入航次租约提单。第二节论述了提单并入条款的书面形式；第三节涉及提单并入仲裁条款的法律适用，包含适用于主合同的准据法与仲裁协议准据法的关系和选择仲裁协议准据法的原则两方面内容。第四节是关于提单并入仲裁条款对提单持有人的约束力。文章的第四章则由提单仲裁条款有效性及效力问题延伸到中国仲裁立法相关问题的改进，分别论述了我国《仲裁法》关于仲裁协议内容、形式的缺陷及修正，以及临时仲裁、管辖权自裁原则等立法盲点。最后对中国海商实务界的提单仲裁条款提出了完善建议。
[Abstract]:Bill of lading is an important document in international carriage of goods by sea. It plays an important role in international freight transportation and international trade. The contents and effectiveness of the bill of lading directly relate to the rights and obligations of the parties concerned in the bill of lading. As the grey area in the maritime law, the arbitration clause of the bill of lading often causes controversy. The bill of lading arbitration article The clause of the bill of lading includes the arbitration clause in the bill of lading (the arbitration clause in the bill of lading) and the arbitration clause of the charter party incorporated into the bill of lading (referred to as the bill of lading into the arbitration clause). The multiple legal relations involved in the bill of lading, compared with the general arbitration clause, make the validity and effectiveness of the bill of bill particularity. These particularity is true It is the core part of this paper award, but the content of this article is not limited to the particularity, but in the end of the article, the particularity of the arbitration clause of the bill of lading extends to the general arbitration clause and even the basic theory of the whole arbitration law, including the basic jurisprudence of arbitration. So, in this article, we can find that some places are talking about general arbitration clause or arbitration law, but this does not represent a deviation from the subject. The argument of this article is to discuss the problems of China's arbitration legislation, such as arbitration, by the small incision in the validity and effectiveness of the bill of lading arbitration clause. The content of the agreement, the provisional arbitration, the determination of the jurisdiction of the arbitration tribunal, so as to play a beneficial role in the perfection of China's arbitration legislation and the arbitration clause of the bill of lading.
The text structure and chapters of this article are as follows:
The introduction introduces the purpose of this study, namely, the theoretical and practical significance, the current research situation at home and abroad, and the basic framework of the thesis.
The first chapter of the article is about the summary of the arbitration agreement, which mainly introduces the concept, type, content and legal characteristics of the arbitration agreement. This chapter is the paving for the introduction of the arbitration clause of the bill of lading.
The second chapter of the article is divided into four sections. It is one of the key points of this article to describe the validity of the arbitration clause in the bill of lading. The first section outlines the concept and characteristics of the arbitration clause in the bill of lading; the second section expounds the important elements of the effective establishment of the arbitration clause in the bill of lading, including the form and the substantive elements. From the provisions of the relevant international conventions, the expansion of the meaning of the "written form" and the three aspects of the legislative and judicial practice of our country are discussed in detail. The substantive elements of the effective establishment of the arbitration clauses in the bill of lading have been raised from the parties' capacity for civil conduct to conclude an arbitration agreement. The meaning of arbitration is expressed and true, the subject of the agreement of commercial arbitration is arbitrable and the content of the agreement of commercial arbitration is discussed in four aspects. The third section is about the confirmation of the validity of the arbitration clause, which involves the establishment of the validity of the arbitration agreement and the applicable law for the confirmation of the arbitration clause in the bill of lading. The fourth section discusses the forms of the validity of arbitration clauses in bills of lading, including the effect on the holder of the bill of lading, the arbitration organization and the court.
The third chapter of the article is divided into four sections, which describes the validity of the bill of lading incorporated into the arbitration clause and the emphasis of this article. The first section introduces the nature of the incorporation clause of the bill of lading, which focuses on the form of the incorporation clause of the bill of lading, and illustrates how the arbitration clause should be effectively incorporated into the voyage lease bill of lading. The second section discusses the bill of lading entry. The third section covers the application of the bill of lading into the arbitration clause, including two aspects of the relationship between the applicable law of the main contract and the applicable law of the arbitration agreement and the principle of selecting the applicable law of the arbitration agreement. The fourth section is about the binding of the bill of lading into the arbitration clause to the holder of the bill of lading.
The fourth chapter of the article extends from the validity and effectiveness of the bill of lading arbitration clause to the improvement of the relevant issues of China's arbitration legislation, and discusses the legislative blind points of the arbitration law, the contents of the arbitration agreement, the defects and amendments of the form, and the provisional arbitration, the principle of jurisdiction and so on. Finally, the bill of lading arbitration in the Chinese maritime business practice circles The articles put forward a perfect proposal.
【学位授予单位】：山东大学
【学位级别】：硕士
【学位授予年份】：2007
【分类号】：D925.7

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