隐名股权出资法律问题探析

发布时间：2018-06-25 15:07

本文选题：隐名股权出资 + 隐名股东　；参考：《华东政法大学》2011年硕士论文

【摘要】：隐名股权出资已经成为中国公司实务当中的一个普遍现象。一方面,民法彰显“意思自治”,对法律未予规定的民事法律行为不多加干预;另一方面,商法要求公司在运行当中应奉行公示主义和外观主义的原则。在种种的矛盾之下,法院对出现的涉及隐名股权出资纠纷的案例应作何抉择?本文立足于有限责任公司中的隐名出资现象,针对北大法意上所收录的涉及隐名股权出资纠纷的案例进行总结和分析,并在此基础上提出相关的对策性建议。本文分为三个部分,分别为引言、正文、结语。其中,正文为三章。在引言部分,笔者阐述了选《隐名股权出资的法律实证分析》为题的缘起,通过对现今隐名股权出资现状的思考,引出了文章的研究方法和思路。第一章论述了隐名股东的内涵及其法律现状。通过对隐名股东基本概念的解析得出隐名股东身份的认定;通过将“隐名股东”与“实际出资人”、“挂名股东”、“冒名股东”等概念进行辨析,进一步明确隐名股东的内涵;通过对现有法律对隐名股东的相关规定的列举,明确立法倾向,并且也说明加强有关隐名股东立法的紧迫性和必要性。第二章通过对北大法意上收录的关于公司实务当中涉及到的隐名股东认定纠纷,在总结归纳的基础上,将隐名股权出资的类型分为规避法律规定的隐名出资和非规避法律规定的隐名出资。接着,依据搜集的材料将规避法律规定的隐名股权出资又分为公务员出资的隐名出资、外商出资的隐名出资和因政策原因而形成的隐名出资。通过对各个类型涉及案例、判决总数的总结,对各个类型隐名出资的原因进行分析。第三章在第二章的基础上,将规避法律规定的隐名出资的三种主要形式和非规避法律规定的隐名出资形式共分为四个小节进行论述。在搜集材料的基础上,针对法院对各个类型的隐名出资的判定标准进行倾向性分析并给出笔者的见解。第四章对前面的案例实证调查和分析进行总结,总结出公司实务当中隐名股东的几个主要特征,包括了形式上以金钱出资为主、隐股协议的不要式以及隐名出资的主要目的等等。在此基础上,笔者通过隐名股东与显名股东、公司还有第三人的权利义务关系,试图对隐名股东的权限范围有一个更清晰的说明。最后,笔者针对证明隐名股东资格的证据效力问题、公司内部管理优化问题、隐名股东的显名化问题、公务员出资问题、股份代持协议无效时的处理等问题提出若干对策性建议。在结语部分中,笔者简单地回顾与总结了本文的写作。
[Abstract]:Anonymous equity investment has become a common phenomenon in the practice of Chinese companies. On the one hand, civil law shows "autonomy of will" and does not interfere with civil legal acts which are not stipulated by law; on the other hand, commercial law requires companies to follow the principles of publicism and externalism in their operation. Under all kinds of contradictions, what choice should the court make to the cases involving anonymous equity investment disputes? Based on the phenomenon of anonymous capital contribution in limited liability companies, this paper sums up and analyzes the cases involving anonymous equity investment disputes included in the law of Peking University, and puts forward relevant countermeasures on this basis. This article is divided into three parts, respectively, the introduction, the text, the conclusion. Among them, the text is three chapters. In the foreword part, the author expounds the origin of choosing the legal empirical analysis of anonymous equity contribution, and through thinking about the present situation of anonymous equity contribution, leads to the research methods and ideas of the article. The first chapter discusses the connotation and legal status of dormant shareholders. Through the analysis of the basic concept of hidden shareholders, the identification of anonymous shareholders is obtained, and the concepts of "hidden shareholders" and "actual investors", "registered shareholders", "false shareholders" and so on are distinguished and analyzed. Further clarify the connotation of hidden shareholders; through the existing laws on hidden shareholders of the relevant provisions of enumeration, clear legislative tendency, and also explain the urgency and necessity of strengthening the legislation of hidden shareholders. In the second chapter, on the basis of summing up and summing up the disputes about the identification of anonymous shareholders involved in the practice of the company included in the law of Peking University, The types of anonymous equity contribution are classified into anonymous capital contribution and non-circumventing capital contribution. Then, according to the collected materials, the anonymous equity contribution of circumventing the law is divided into civil servants' anonymous contribution, foreign funded anonymous investment and anonymous investment due to policy reasons. By summing up the total number of cases and judgments, the causes of anonymous capital contribution of each type are analyzed. On the basis of the second chapter, the third chapter discusses the three main forms of anonymous capital contribution and the non-circumvention form of anonymous capital contribution, which are divided into four sections. On the basis of collecting materials, the author analyzes the judgment standard of various types of anonymous capital contribution and gives the author's opinion. The fourth chapter summarizes the empirical investigation and analysis of the previous cases, and summarizes the main characteristics of hidden shareholders in the practice of the company, including the formal use of money as the main investment. Hidden shares agreement and the main purpose of anonymous contributions and so on. On this basis, the author tries to give a clearer explanation of the scope of the authority of the dormant shareholders through the relationship between the rights and obligations of the dormant shareholders and the explicit shareholders, the company and the third party. Finally, the author aims at the problems of the evidence effectiveness of proving the qualifications of anonymous shareholders, the optimization of internal management of the company, the explicit naming of hidden shareholders, the civil servants' contribution. This paper puts forward some suggestions on how to deal with the problem when the stock holding agreement is invalid. In the conclusion part, the author briefly reviews and summarizes the writing of this paper.
【学位授予单位】：华东政法大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D922.291.91

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