我国排污权分配方式及交易市场研究

发布时间：2018-05-21 07:18

本文选题：排污权市场 + 污染总量控制　；参考：《湖南大学》2010年硕士论文

【摘要】：20世纪以来,世界各国采取了一些环境管理手段来缓解随之而来的环境问题。目前,我国提出了污染物排放总量控制的环境管理思路,其中一个行之有效的方法就是排污权交易制度,现在已经在世界范围内被广泛采用,但其仍然存在某些突出的理论和实践问题和障碍。在我国,由于排污权交易制度试行还不久,对于该制度的理论和应用研究就显得更为重要。本文希望提出对我国排污权分配方式和交易市场健全发展行之有效的方案。文章首先从法制、市场交易机制和交易成本三个层次对我国排污权制度,分配方式和交易市场现状做了较全面分析,摆出我国排污权发展道路上的障碍和问题。其次,文章通过对现有排污权分配方式的分析,指出免费分配方式随意性强,排污目标不明确等不足之处,提出了预算约束下的多轮一阶密封投标拍卖模型这种新的适合多区域同质多物品的排污权分配方式。并将其对比较基础的基准-信用模型(ERCs模式),定性的对比分析了两者的异同和优劣。并实证分析了应用于湖南省湘江水域的预算约束下的多轮一阶密封投标拍卖模型方案。然后,重点研究了排污权交易市场中厂商的利润构成,基于扩展了的动态Arrow-Karlin生产/库存模型,将产品生产和销售环节纳入到原有模型并加以改进,构建了市场中厂商的利润模型,分析了对厂商生产和排污权交易的影响因素。最后,在以上分析的基础上给出健全立法,完善我国排污权市场分配、交易机制,培育新型市场和加强试点工作等对策和建议。
[Abstract]:Since the 20th century, many countries around the world have adopted some environmental management measures to alleviate the following environmental problems. At present, China has put forward the idea of environmental management of total pollutant emission control. One of the effective methods is the emission trading system, which has been widely used in the world. However, there are still some outstanding theoretical and practical problems and obstacles. In our country, the theory and application of emission trading system is more important than before. This paper hopes to put forward an effective scheme for the distribution of emission rights and the sound development of the trading market. Firstly, this paper makes a comprehensive analysis of the emission rights system, distribution methods and the current situation of the trading market in China from the three levels of legal system, market trading mechanism and transaction cost, and puts forward the obstacles and problems in the development of emission rights in China. Secondly, based on the analysis of the existing emission distribution mode, the article points out that the free distribution way is arbitrary, the emission target is not clear and so on. A multi-round, one-order sealed bidding auction model with budget constraints is proposed, which is a new allocation method of emission rights suitable for multi-area homogeneous and multi-items. The comparison of the benchmark credit model and ERCs model qualitatively and qualitatively analyzed the similarities and disadvantages of the two models. An empirical analysis is made on the multi-round and one-order sealed bidding auction model which is applied to the Xiangjiang River waters of Hunan Province under budget constraints. Then, the profit composition of the manufacturers in the emission trading market is studied. Based on the extended dynamic Arrow-Karlin production / inventory model, the product production and sales links are incorporated into the original model and improved. The profit model of the manufacturer in the market is constructed, and the factors influencing the manufacturer's production and emission trading are analyzed. Finally, on the basis of the above analysis, the author puts forward some countermeasures and suggestions, such as perfecting legislation, perfecting the market distribution and trading mechanism of emission rights in China, cultivating a new market and strengthening the pilot work.
【学位授予单位】：湖南大学
【学位级别】：硕士
【学位授予年份】：2010
【分类号】：X196

【参考文献】