美国金融检察的监管功能:以暂缓起诉协议为例

发布时间：2018-06-08 10:52

本文选题：暂缓起诉 + 检察机关　；参考：《法学》2012年05期

【摘要】：正一、金融刑法的功能转向及其反思美国金融市场的违法行为主要是通过非刑罚手段处理,私人的民事诉讼以及监管部门的行政执法行动一直是主流。但晚近的发展趋势表明:金融市场的违法行为越来越多地诉诸于刑事司法。在美国,涉及金融犯罪的罪名大体可以分为两大类:一类是能够准用于金融市场滥用的一般性犯罪;一类是针对金融犯罪的特别立法。前者包括串谋罪、有组织犯罪控制法中的涉及敲诈和腐败的条款(RacketeerInfluenced and Corrupt Organizations,RICO)以及欺诈罪(包括邮件欺诈罪和电信欺诈罪);后者主要是证券
[Abstract]:First, the functional turn of financial criminal law and its reflection on the illegal acts in American financial market are mainly dealt with through non-penal means. Private civil litigation and administrative enforcement actions of regulatory authorities have been the mainstream. But the recent development trend shows that the illegal behavior of the financial market is resorting to criminal justice more and more. In the United States, the crimes related to financial crimes can be divided into two categories: one is a general crime that can be used in the abuse of financial markets; the other is a special legislation against financial crimes. The former includes conspiracy, racketeerInfluenced and corrupt organizations in the organized Crime Control Act and fraud (including mail fraud and telecommunications fraud); the latter is mainly securities
【作者单位】：上海交通大学法学院;
【分类号】：D971.2;DD912.28

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