论有限公司瑕疵出资股东的资格认定

发布时间：2018-06-23 20:58

本文选题：瑕疵出资 + 股东资格　；参考：《中国政法大学》2010年硕士论文

【摘要】：公司作为投资人向社会表达意志、实现目的的联络载,作为股东的投资人在公司中身份如何认定直接与其权利配置与责任承担密切相关。股东资格的认定也是股东权利(人身权与财产权交织在一起——诸如表决权、知情权、利润分配请求权、派生诉讼权等)之行使界限及深度的先决问题,新《公司法》的颁布实施,进一步完善了我国的公司法人制度,尤其是对于公司内部治理结构设计匠心独具,然而在股东资格认定问题上,缺乏对社会实践的考量,未能有效解决股东确认标准问题。特别是出资瑕疵的股东,究竟是否具有股东资格,公司法未明确规定,作为一个重要的理论问题和重要的实践问题,新《公司法》对作为公司设立之基础的股东资格的认定并无显著进步,对因瑕疵出资的股东是否具备股东资格问题,仍为立法层面的空白点,不能不说是个遗憾。本文从国内非常具有代表性的两个案例出发,以回应审判实践需要为目的,综合运用实证分析法、比较分析法等研究方法对股东资格认定及除名权法律制度进行相对深入的研究,对股东资格认定通常标准和出资瑕疵股东资格解除问题先后展开论述,指出作为影响股东资格认定的重要因素——出资存在瑕疵情形下股东资格如何认定的标准,在此基础上分析股东退出机制,提出借鉴德国等国家的除名制度,提出构建我国公司法除名权法律制度,通过股东资格解除机制解决公司因其闭锁性引致的内部冲突,最后就如何设计除名权实体和程序法律制度提出自己的观点,指出瑕疵出资股东资格的解除即除名权法律制度的设计应当与当今世界经济与社会实践相结合,立足本土,有效嫁接,实现法律移植本土化,为有效解决纠纷,真正实现一部良法的功能。
[Abstract]:The company as the investor expresses the will to the society and realizes the contact of the purpose. As a shareholder, the identity of the investor in the company is closely related to its right allocation and responsibility. The identification of the shareholder's qualification is also the right of the shareholders (personal right and property right intertwined, such as the right to vote, the right to know, and the distribution of profits. " The promulgation and implementation of the new "company law" has further perfected the corporate legal system of our country, especially for the internal governance structure design of the company. However, on the issue of shareholder qualification, the lack of consideration of the social practice and the failure to effectively solve the shareholders' confirmation. The standard question. In particular, whether the shareholders of the defective investment have the shareholders' qualification, the company law is not clearly defined. As an important theoretical and important practical problem, the new "company law" has no significant progress on the identification of shareholders' qualification as the basis for the establishment of the company. This paper is still a blank point in the legislative level, which is a pity. This paper, starting from two representative cases in China, in response to the needs of trial practice, comprehensively uses empirical analysis, comparative analysis and other research methods to study the shareholders' qualification and the legal system of expulsion right. The common standard and the disqualification of shareholders' qualification of defective shareholders have been discussed successively. As an important factor affecting the identification of shareholders' qualification - the standard of how to identify the qualification of shareholders in the case of defective investment, this paper analyzes the mechanism of shareholder withdrawal, and proposes to draw on the removal system of Germany and other countries and propose the construction of our country. The legal system of company law division right, through the mechanism of disqualification of shareholders, solves the internal conflict caused by the company's interlocking. Finally, it puts forward his own views on how to design the disqualification entity and the procedural law system, and points out that the design of the disqualification of the defective capital shareholders, that is, the design of the legal system of disqualification, should be with the world economy and society. Combining practice, basing on native land, effectively grafting, realizing localization of legal transplantation, and effectively resolving disputes, truly realize the function of a good law.
【学位授予单位】：中国政法大学
【学位级别】：硕士
【学位授予年份】：2010
【分类号】：D922.291.91

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