征求委托书制度研究

发布时间：2018-05-17 17:54

本文选题：委托书 + 征求　；参考：《苏州大学》2003年硕士论文

【摘要】： 股份有限公司是市场经济下最重要的、占主导地位的企业组织形式。股东大会是选举董事、作出重大决策的权力机构。现实中股份的高度集中令诸多中小股东缺乏亲自参加股东大会的积极性。因此，委托书的使用成为必要。在现实中，，为争夺公司的控制权，经营者及其他股东竞相使用征求委托书的方法以争取中小股东手中的选票，以便选举自己进入董事会，但我国法律缺乏关于这方面的具体规定。本文运用比较、分析的研究方法，以《公司法》、《证券法》、中国证监会的《上市公司章程指引》及证券管理部门颁发的其他相关规定为依据，在借鉴美国、台湾征求委托书规则立法的基础上，结合我国实际情况，重点探讨了征求委托书的涵义、产生的法理基础、存在的意义及我国现有法律的不足，针对这些不足，提出了完善征求委托书制度的立法建议。指出规范征求委托书行为，加强对委托书的管理，是保护中小股东利益，完善社会主义市场经济立法急需解决的问题。
[Abstract]:Joint stock limited company is the most important and dominant enterprise organization under the market economy. A general meeting of shareholders is the organ of power that elects directors and makes important decisions. In reality, the high concentration of shares makes many minority shareholders lack the enthusiasm to participate in the shareholders' meeting. Therefore, the use of the power of attorney becomes necessary. In reality, in order to compete for control of the company, operators and other shareholders are racing to use the method of soliciting letters of attorney to win votes in the hands of small and medium-sized shareholders in order to elect themselves to the board of directors. However, the law of our country lacks specific provisions in this respect. Based on the comparative and analytical research methods, and based on the Company Law, Securities Law, the China Securities Regulatory Commission's guidelines on the articles of Association of listed companies and other relevant regulations issued by the securities regulatory department, this paper draws lessons from the United States. On the basis of the legislation of the solicitation of proxy rules in Taiwan and in the light of the actual situation in our country, this paper focuses on the meaning, the legal basis, the significance and the deficiencies of the existing laws of our country. The legislative suggestion of perfecting the system of soliciting power of attorney is put forward. It is pointed out that it is urgent to protect the interests of minority shareholders and perfect the legislation of socialist market economy by standardizing the behavior of soliciting letters of attorney and strengthening the management of letters of attorney.
【学位授予单位】：苏州大学
【学位级别】：硕士
【学位授予年份】：2003
【分类号】：D922.29

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