战略性新兴产业政府补助对企业创新绩效的影响研究

发布时间：2018-02-12 09:54

本文关键词： 战略性新兴产业政府补助创新绩效股权性质股权集中度　出处：《安徽大学》2017年硕士论文　论文类型：学位论文

【摘要】：战略性新兴产业以创新为驱动,具有高效资源利用、高技术、高附加值等特征,其满足了我国经济增长方式转变的需求。同时,战略性新兴产业的发展引领着未来经济社会的前进方向,对经济增长点的探寻以及产业结构的优化升级具有重要战略性意义,促进了经济社会的发展和繁荣。故而,国家、政府对战略性新兴产业的重视程度也越来越深。尤其是近几年,政府对战略性新兴产业投入了巨额的补助款,且补助形式也越来越全面,大大加快了战略性新兴产业的发展。但是,政府的这种扶持力度是否让企业的创新项目达到预期的效果了呢?政府又该如何合理的调整补助的力度呢?不容置疑的是,创新是产业发展的核心动力,战略性新兴产业的可持续发展很大程度上取决于政府补助是否能够通过推动创新,提高企业绩效水平。基于这样的背景下,我们对政府补助与企业创新绩效之间的影响进行研究,以期能够扩展研究思路,更为全面的判断政府激励手段的有效性。本文的研究总共包含五个部分。第一章是绪论。主要介绍了文章选题的研究背景和研究意义,系统地回顾了国内外有关政府补助与创新绩效方面的研究文献,并对其进行评述。同时,叙述了本文的研究思想、研究方法、创新点以及研究特色。第二章详细介绍了本文研究的相关理论基础。首先对战略性新兴产业、政府补助和企业创新绩效进行了概念界定,并阐述了政府补助影响企业创新绩效的相关理论,包括利益相关者理论、外部性理论、委托代理理论、信息不对称理论以及资源获取理论。第三章是理论分析和研究假设。该部分对我国战略性新兴产业的政府补助现状进行了一个简单的梳理。同时深入分析了政府补助影响企业创新绩效的作用机理,在此基础上提出文章研究的假设。第四章是实证分析。以截止2015年12月31日前属于战略性新兴产业的深沪两市A股上市公司作为研究对象,通过构建模型回归分析了政府的补助行为对战略性新兴产业创新绩效的影响。第五部分是文章的研究结论,在此基础上提出了相关的建议,同时指出了研究的不足之处和未来展望,旨在推动政府补助政策的完善。本文研究结论如下:(1)战略性新兴产业政府补助与企业创新绩效显著正相关,政府补助对战略性新兴产业的创新绩效具有促进作用。(2)国有控股的股权性质会削弱战略性新兴产业政府补助与创新绩效之间的正相关性。(3)较高的股权集中度会削弱战略性新兴产业政府补助与创新绩效之间的正相关性。本文的特色及创新在于从企业内部特征分析了政府补助带来的创新绩效差异,立足于企业。以往的研究一方面多是以区域性、行业性等宏观角度研究政府补助的创新绩效,一方面多是注重RD补助与RD投入之间的联系,立足点为创新投入。本文的研究加大了文章的深度。
[Abstract]:The strategic emerging industries, driven by innovation, have the characteristics of efficient utilization of resources, high technology, high added value, and so on, which meet the needs of the transformation of the mode of economic growth in our country. At the same time, The development of strategic emerging industries leads the direction of economic and social progress in the future, which is of strategic significance to the exploration of economic growth points and the optimization and upgrading of industrial structure, and has promoted the development and prosperity of economic and social sectors. The government has paid more and more attention to strategic emerging industries. In particular, in recent years, the government has invested a huge amount of subsidies in strategic emerging industries, and the form of subsidies has become more and more comprehensive. It has greatly accelerated the development of strategic emerging industries. However, does this support from the government enable enterprises to achieve the desired results of innovative projects? How can the Government adjust the intensity of the subsidy? There is no doubt that innovation is the core power of industrial development, and the sustainable development of strategic emerging industries depends to a large extent on whether government subsidies can improve the performance of enterprises by promoting innovation. We study the impact of government subsidies on innovation performance in order to expand the research ideas. The thesis consists of five parts. The first chapter is the introduction. It mainly introduces the research background and significance of this paper. This paper systematically reviews the research literature on government subsidy and innovation performance at home and abroad, and comments on it. At the same time, it describes the research ideas and methods of this paper. The second chapter introduces the theoretical basis of this paper in detail. Firstly, it defines the concept of strategic emerging industries, government subsidies and enterprise innovation performance. And elaborated the government subsidy influence enterprise innovation performance correlation theory, including the stakeholder theory, the externality theory, the principal-agent theory, Information asymmetry theory and resource acquisition theory. Chapter 3 is theoretical analysis and research hypotheses. This part makes a simple combing of the current situation of government subsidy of strategic emerging industries in China. At the same time, it deeply analyzes the government. The mechanism that subsidies affect the innovation performance of enterprises, On this basis, the hypothesis of this paper is put forward. Chapter 4th is an empirical analysis. Taking the A-share listed companies of Shenzhen-Shanghai Stock Exchange, which belong to the strategic emerging industries before December 31st 2015, as the object of study, This paper analyzes the effect of government subsidy behavior on innovation performance of strategic emerging industries by constructing model regression analysis. Part 5th is the conclusion of the paper, and then puts forward some relevant suggestions. At the same time, it points out the shortcomings and future prospects of the research, aiming at promoting the perfection of the government subsidy policy. The conclusion of this paper is as follows: 1) the government subsidy of strategic emerging industry is significantly positively related to the innovation performance of enterprises. Government subsidies promote the innovation performance of strategic emerging industries. (2) the equity nature of state-owned holding will weaken the positive correlation between government subsidies and innovation performance of strategic emerging industries.) the higher degree of equity concentration will be reduced. The positive correlation between government subsidies and innovation performance of weak strategic emerging industries. The characteristics and innovation of this paper are to analyze the differences of innovation performance brought by government subsidies from the internal characteristics of enterprises. On the one hand, most of the previous studies focused on the innovation performance of government subsidies from a regional and industrial perspective, and on the other hand, they paid more attention to the relationship between R D subsidies and R D investment. The research of this paper increases the depth of the article.
【学位授予单位】：安徽大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F276.44;F812.45;F273.1

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