国内企业并购重组对产业安全的影响研究

发布时间：2018-06-05 10:37

本文选题：并购重组 + 产业安全　；参考：《北京交通大学》2016年博士论文

【摘要】：产业安全是国民经济稳定与发展的核心与关键,特别是伴随着世界经济的蓬勃发展,国际间经济联系的增强,产业安全的受关注度日益提高。任何一个国家为保证自身经济发展的自主性与经济主权的完整性,其实现的基础就是产业安全。而随着经济社会的发展,国内企业并购重组业已成为企业做大做强,产业领域进行整合,乃至国民经济进行微观调整的重要手段,企业并购重组的方式、内容、动机、关联性日趋多样,对产业经济与产业安全的影响日趋加深。基于这样复杂的经济环境与企业并购重组的多元性需求,系统地研究了在产业安全视角下国内企业并购重组的实践价值与深刻的理论研究意义。本文是以产业安全为基本研究视角与基础,以国内企业并购重组这一现象为主线进行的结合研究。赋予了产业安全问题以新的内涵,指出研究产业安全问题不仅由外延式研究,单纯由外资对投资国的经济性行为,还包含内涵式研究,投资国内部经济行为的作用同样也对产业安全产生影响。文章还从产业经济学的视角,分别从产业组织、产业结构、产业布局、产业政策与产业发展五个方面论述国内企业并购重组对其安全程度的影响,并运用福利经济学的观点,指出在内涵式产业安全条件下,社会福利最大化应是产业安全追求的最高形式。基于上述研究视角与逻辑主线,本文的主要研究内容如下：(一)梳理了产业安全理论的产生、延伸、发展理论,综述了产业经济的各子系统理论与产业经济研究的五个基本方面并与国民经济安全理论相契合,为接下来进行的机理研究打下良好的理论基础。(二)以相对理论完备的产业经济理论范式为基础研究框架,分别从产业经济的五个分支方面安全论这几个视角研究国内企业并购重组对产业安全的影响机理。根据影响机理研究内容,引入产业安全评价与预警方法,构建了加入“企业并购重组”因素的产业安全指标体系,以点带面进行拓展分析。通过对产业安全态势的定量性分析,旨在以数量化研究视角对这一问题进行深入分析,从而构建一套既与客观实际相结合又有发展的前瞻性与科学性的评价体系,从而有利于准确、完备、科学地评价在国内企业并购重组下的产业安全状态并进行科学地预警研究。(三)以河北省钢铁行业为例,分析研究了河北钢铁集团并购重组过程对河北省及全国钢铁行业的产业安全影响。并且针对国内企业并购重组对产业安全影响提出的政策建议,旨在科学地为解决文中出现的问题提供可行的解决思路。根据上述研究内容,本文得出以下基本结论：(一)企业并购重组对产业安全影响程度整体加深。从产业组织、结构、布局、政策、发展五个层面进行分析,我国企业并购重组目前还处于外延式扩张阶段,对生产力内涵式提升不足。个别行业甚至形成垄断,导致对产业安全整体影响影响加深,产业安全维度下降。(二)企业并购重组对社会整体福利效应尚未带来整体提升。当前,我国企业对消费者剩余关注度普遍不够,国内企业并购重组大都没有实现社会整体福利效应的上升。个别产业由于并购时机选择失误,导致并购成本过高,甚至没有实现生产者剩余的提高,利润出现了巨额下滑,社会总福利更是比并购前大幅减少(三)企业并购重组市场化导向偏弱。我国企业并购重组动机与行为中,市场化行为选择偏弱,并购重组大都具有浓重的行政推动色彩,市场在资源配置中的决定性作用没有得到完全发挥。(四)产业安全防范预警意识尚未得到建立。我国企业在并购重组过程中,普遍追求规模的扩大,经济效益的提升,对产业安全的防范预警意识不强,甚至为了本企业的利益牺牲国家产业安全权益。各级政府在推动企业并购重组过程中,也往往关注规模增长,GDP与财政收入的增收,对本地区乃至国家整体产业安全状况普遍关注不足,产业安全防范预警意识缺少。本文创新点在于,创新性地提出“国内企业并购重组对产业安全的影响研究”这一选题,在当今的社会经济背景下具有重要的现实意义；同时,本文结合产业经济理论的思想,运用合项思维理论创新法,分别从产业组织安全理论、产业布局安全理论、产业政策安全理论与产业结构安全理论、产业发展安全理论角度,五位一体创新地论述国内企业并购重组对产业安全的影响研究,提出了另一种全新的解读和维护产业安全的思路,具有创新的理论价值。
[Abstract]:Industrial security is the core and key of the stability and development of the national economy, especially with the vigorous development of the world economy, the enhancement of the international economic ties and the increasing attention of the industrial security. The foundation of any country to ensure the autonomy and economic ownership of its own economic development is the basis of industrial security. With the development of the economy and society, the merger and reorganization of domestic enterprises has become an important means for the enterprise to be bigger and stronger, the industrial field is integrated, and even the national economy is adjusted in the micro economy. The way, the content, the motivation and the relevance of the merger and reorganization of enterprises are increasingly diverse, and the influence on the industrial economy and the industrial security is deepening day by day. The practical value and profound theoretical research significance of M & A of domestic enterprises in the perspective of industrial security are systematically studied in the economic environment and the diversification demand of merger and acquisition and reorganization of enterprises. This paper is based on the basic research perspective and foundation of industrial security, and gives the combination of the merger and reorganization of domestic enterprises as the main line. The problem of industrial safety is new. It is pointed out that the problem of industrial safety is not only studied by the epitaxy, but also the economic behavior of the foreign investment countries, including the intension research. The role of the domestic economic behavior is also influenced by the domestic economic behavior. The article also from the industrial economics perspective, from the industrial organization, production respectively. In the five aspects of industry structure, industrial layout, industrial policy and industrial development, this paper discusses the impact of merger and reorganization of domestic enterprises on its security level, and points out that the maximum social welfare should be the highest form of industrial security pursuit under the condition of connotative industry safety. Based on the above research perspective and logic main line, The main contents of this paper are as follows: (1) combing the production, extending, and developing theory of industrial safety theory, summarizing the five basic aspects of the subsystems theory of industrial economy and the research of industrial economy and combining with the theory of national economic security, and laying a good theoretical foundation for the next Research on the theory of mechanics. (two) the theory of relative theory. On the basis of complete industrial economic theory paradigm as the basic research framework, this paper studies the impact mechanism of M & A on industrial security from the five aspects of the security theory of industrial economy. According to the research content of the impact mechanism, the industrial security evaluation and early warning method are introduced, and the "merger and acquisition and reorganization of enterprises" is constructed. According to the quantitative analysis of the industrial security situation, the aim is to make a thorough analysis of the problem by quantitative research, so as to build a set of forward-looking and scientific evaluation system which combines with the objective reality and develop, which is beneficial to the accuracy and completeness. This paper scientifically appraise the state of industrial safety and scientific early-warning research under the merger and reorganization of domestic enterprises. (three) take the steel industry of Hebei Province as an example to analyze and study the impact of the process of merger and reorganization of Hebei iron and Steel Group on the industrial safety of Hebei province and the national steel industry. According to the above research content, the following basic conclusions are drawn: (I) the impact of M & A on industrial security is deepened as a whole. From the five aspects of industrial organization, structure, layout, policy and development, enterprise merger and acquisition in China The reorganization is still in the stage of extension expansion, the promotion of the connotation of productivity is insufficient. Individual industries even form a monopoly, which leads to the deepening of the impact on the overall impact of industrial security and the decline in the dimension of industrial security. (two) enterprise merger and reorganization has not brought the whole welfare effect of the society as a whole. At present, Chinese enterprises pay attention to the consumer surplus The degree of merger and acquisition in domestic enterprises is not enough, and most of the mergers and acquisitions in domestic enterprises have not achieved the overall welfare effect of the society. Due to the mistake of the timing of merger and acquisition, the cost of merger and acquisition is too high, even the surplus of producers has not been achieved, the profit has been greatly reduced, and the total benefit of the society is greatly reduced (three) the merger and reorganization of enterprises before the merger and acquisition. Market orientation is weak. In the motivation and behavior of mergers and acquisitions in China, the choice of market behavior is weak, the merger and reorganization mostly has a strong administrative driving color, the decisive role of the market in the allocation of resources has not been fully played. (four) the awareness of early warning of industrial safety precautions has not been established. In the general pursuit of the expansion of the scale, the promotion of economic benefits, the awareness of the prevention and early warning of industrial safety, and even the interests of the national industry for the sake of the interests of the enterprise, the governments at all levels, in the process of promoting mergers and acquisitions, also pay attention to the growth of the scale, the increase of GDP and the income of the finance, and the whole industry of the region and even the country. The new point of this paper is that the topic of "the study on the impact of merger and reorganization of domestic enterprises on industrial safety" has important practical significance in today's social and economic background. The combined thinking theory innovation method, respectively from the industrial organization safety theory, the industrial layout safety theory, the industrial policy safety theory and the industrial structure safety theory, the industrial development safety theory angle, the five in one innovatively discussed the impact of the domestic enterprise merger and acquisition reorganization on the industrial security, and put forward another new interpretation and maintenance of the production. The thought of industry safety has the theoretical value of innovation.
【学位授予单位】：北京交通大学
【学位级别】：博士
【学位授予年份】：2016
【分类号】：F271;F279.2

【相似文献】